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Stocks Futures Warrants / CBBC ETF

Fund Raising

Share Repurchase

Date	Code	Name	Shareholder	Reason for disclosure	No. of Shares involved (Holding Position)	Average Price	No. of shares interested	% of issued share capital
16/01/2020	08005	YUXING INFOTECH	Shi Guangrong	12041(L)	-6,500,000(L)		35,660,000(L)	1.72
16/01/2020	08005	YUXING INFOTECH	Zhu Jiang	12041(L)	-7,000,000(L)		20,926,756(L)	1.01
16/01/2020	08005	YUXING INFOTECH	Shen Yan	12041(L)	-1,000,000(L)		1,324,000(L)	0.06
16/01/2020	08005	YUXING INFOTECH	Zhu Weisha	12041(L)	-1,792,116(L)		152,357,800(L)	7.35
16/01/2020	00197	HENG TAI	Poon Yiu Cheung, Newman	12041(L)	-1,560,000(L)		0(L)	0.00
16/01/2020	00197	HENG TAI	Gao Qin Jian	12041(L)	-3,120,000(L)		0(L)	0.00
16/01/2020	00197	HENG TAI	Mak Yun Chu	12041(L)	-2,080,000(L)		0(L)	0.00
15/01/2020	00009	NINE EXPRESS	Keyne Holdings Limited	1101(L)	+1,386,000(L)	HKD0.175(L)	2,162,471,860(L)	60.59
15/01/2020	08057	MADISON HLDG	Riverwood Asset Management (Cayman) Ltd.	1213(L)	-262,643,000(L)		0(L)	0.00
15/01/2020	00072	MODERN MEDIA	Shao Zhong	1101(L)	+592,000(L)	HKD0.302(L)	295,710,000(L)	67.46
15/01/2020	00326	CHINA STAR ENT	Heung Wah Keung Family Endowment Limited	1101(L)	+3,630,000(L)	HKD1.700(L)	1,628,425,595(L)	60.06
15/01/2020	01039	FORTUNET E-COMM	Riverwood Asset Management (Cayman) Ltd.	1213(L)	-100,000,000(L)		0(L)	0.00
15/01/2020	00886	SILVER BASE	Riverwood Asset Management (Cayman) Ltd.	1213(L)	-245,609,000(L)		0(L)	0.00
15/01/2020	00072	MODERN MEDIA	Zhou Shao-min	1710(L)	+592,000(L)	HKD0.302(L)	295,710,000(L)	67.46
15/01/2020	08167	NEO TELEMEDIA	LIE HAIQUAN	1101(L)	+1,428,000(L)	HKD0.194(L)	4,322,839,357(L)	45.40
15/01/2020	00202	EVERCHINA INT'L	Ansheng Holdings Co., Ltd.	1101(L)	+3,050,000(L)	HKD0.214(L)	623,695,000(L)	8.55
15/01/2020	00412	CHINA SDHS FIN	Riverwood Asset Management (Cayman) Ltd.	1213(L)	-1,730,948,000(L)		0(L)	0.00
15/01/2020	01571	XIN POINT HOLD	Ma Xiaoming	1101(L)	+228,000(L)	HKD1.998(L)	736,336,750(L)	73.42
15/01/2020	00826	TIANGONG INT'L	Riverwood Asset Management (Cayman) Ltd.	1213(L)	-141,625,000(L)		0(L)	0.00
15/01/2020	01579	YIHAI INTL	DANG CHUNXIANG	1201(L)	-140,000(L)	HKD53.310(L)	950,000(L)	0.09
15/01/2020	00326	CHINA STAR ENT	CHEN MING YIN, TIFFANY	1101(L)	+3,630,000(L)	HKD1.700(L)	1,628,425,595(L)	60.06
15/01/2020	00326	CHINA STAR ENT	Heung Wah Keung	1101(L)	+3,630,000(L)	HKD1.700(L)	1,628,425,595(L)	60.06
15/01/2020	01420	CHUAN HOLDING	LIM Kui Teng	1101(L)	+1,000,000(L)	HKD0.138(L)	546,169,000(L)	52.69
15/01/2020	01420	CHUAN HOLDING	Yee Say Lee	1101(L)	+1,000,000(L)	HKD0.138(L)	546,169,000(L)	52.69
15/01/2020	01681	CONSUN PHARMA	Li Qian	1101(L)	+150,000(L)	HKD3.900(L)	152,621,261(L)	17.63
15/01/2020	00860	WE SOLUTIONS	Ho King Fung Eric	1101(L)	+1,000,000(L)	HKD0.450(L)	59,000,000(L)	0.82
15/01/2020	00259	YEEBO (INT'L H)	Li Kwok Wai Frankie	1101(L)	+116,000(L)	HKD1.100(L)	713,524,381(L)	71.38
15/01/2020	01689	HUAXIHOLDINGS	MA WENMING	15012(L)	-400,000(L)		0(L)	0.00
15/01/2020	00202	EVERCHINA INT'L	Shen Angang	1101(L)	+3,050,000(L)	HKD0.214(L)	631,560,000(L)	8.66
15/01/2020	00009	NINE EXPRESS	Zhu Boheng	1101(L)	+1,386,000(L)	HKD0.175(L)	2,162,471,860(L)	60.59
15/01/2020	00801	GOLDEN MEDITECH	Riverwood Asset Management (Cayman) Ltd.	1213(L)	-233,568,325(L)		0(L)	0.00
15/01/2020	00032	CROSS-HAR(HOLD)	Cheung Chung Kiu	1101(L)	+5,000(L)	HKD12.100(L)	84,550,621(L)	22.69
15/01/2020	01571	XIN POINT HOLD	Zhu Junhua	1101(L)	+228,000(L)	HKD1.998(L)	736,336,750(L)	73.42
15/01/2020	06190	BANKOFJIUJIANG	Central Huijin Investment Ltd.	1104(L)	+6,700,000(L)		59,591,000(L)	14.63
15/01/2020	03319	A-LIVING	Van Eck Associates Corporation	1201(L)	-1,184,750(L)		25,350,000(L)	5.85
14/01/2020	00009	NINE EXPRESS	Zhu Boheng	1101(L)	+1,452,000(L)	HKD0.163(L)	2,161,085,860(L)	60.56
14/01/2020	00009	NINE EXPRESS	Keyne Holdings Limited	1101(L)	+1,452,000(L)	HKD0.163(L)	2,161,085,860(L)	60.56
14/01/2020	01579	YIHAI INTL	DANG CHUNXIANG	1201(L)	-60,000(L)	HKD51.490(L)	1,090,000(L)	0.10
14/01/2020	00856	VSTECS	Liu Li	1101(L)	+2,768,000(L)	HKD3.935(L)	595,170,800(L)	40.95
14/01/2020	02288	RYKADAN CAPITAL	Li Chu Kwan	1201(L)	-9,500,000(L)	HKD0.650(L)	87,604,000(L)	18.35

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