Derivative Call Warrants to be expired
--------------------------------------

Code Name Last Trading Strike Price Underlying In/Out-
Date ($) ($) the-Money(%)
----------------------------------------------------------------------------
13144 JPMTUAN@EC2103A 01/03 182.82 340.00 85.98
26750 HTWEIMO@EC2103A 03/03 15.00 22.55 50.33
26585 CS-JMJ @EC2103A 02/03 22.88 30.45 33.09
27037 CS-SMIC@EC2103B 04/03 19.18 25.05 30.60
27347 BIMTUAN@EC2103D 01/03 290.20 340.00 17.16
25779 VT-NWD @EC2103A 02/03 35.52 39.45 11.06
26618 MSALIHI@EC2103A 02/03 23.48 26.00 10.73
26830 EATENCT@EC2103A 04/03 600.00 662.50 10.42
18262 HT-HSBC@EC2103A 03/03 43.05 47.30 9.87
27036 CS-SMIC@EC2103A 04/03 23.08 25.05 8.54
20048 BITENCT@EC2103B 03/03 638.50 662.50 3.76
26606 MS-CCB @EC2103A 02/03 6.08 6.23 2.47
26748 HTHDLIH@EC2103A 03/03 62.88 63.65 1.22
11134 HT-SMIC@EC2103A 26/02 24.88 25.05 0.68
19570 CT-SMIC@EC2103C 26/02 24.88 25.05 0.68
19831 GSJDCOM@EC2103E 02/03 359.08 360.00 0.26
25858 GJMTUAN@EC2103B 01/03 340.19 340.00 -0.06
13701 GJ-NTES@EC2103A 01/03 166.88 166.00 -0.53
13666 SG-NTES@EC2103A 02/03 169.99 166.00 -2.35
17466 GJ-AIA @EC2103A 02/03 99.95 97.05 -2.90
17504 JP-AIA @EC2103A 01/03 100.00 97.05 -2.95
17608 CT-AIA @EC2103A 01/03 100.00 97.05 -2.95
17573 CS-AIA @EC2103A 01/03 100.10 97.05 -3.05
18890 GS-AIA @EC2103A 01/03 100.10 97.05 -3.05
27542 UB-AIA @EC2103A 01/03 100.10 97.05 -3.05
19683 CTPINAN@EC2103B 01/03 100.09 95.30 -4.79
26426 GJ-GEG @EC2103A 26/02 75.00 70.90 -5.47
13372 JPLFGHL@EC2103A 01/03 48.93 46.00 -5.99
28874 BIXIAMI@EC2103B 02/03 26.93 25.30 -6.05
26568 CSMTUAN@EC2103E 02/03 366.66 340.00 -7.27
12659 VT-CCB @EC2103A 01/03 6.78 6.23 -8.11
26790 CTSUNAC@EC2103A 03/03 36.37 33.20 -8.72
28296 VT-CMOB@EC2103A 03/03 58.88 53.70 -8.80
11186 CT-CMOB@EC2103B 02/03 58.93 53.70 -8.87
11505 BI-CMOB@EC2103B 02/03 58.93 53.70 -8.87
28610 HT-CMOB@EC2103A 02/03 58.93 53.70 -8.87
28723 UB-CMOB@EC2103A 02/03 58.93 53.70 -8.87
26689 CSBYDEI@EC2103A 02/03 47.88 43.25 -9.67
27757 MS-ZTE @EC2103A 03/03 22.26 19.78 -11.14
27963 JP-ZTE @EC2103A 03/03 22.28 19.78 -11.22
17146 UB-ZTE @EC2103B 03/03 22.33 19.78 -11.42
27925 BI-ZTE @EC2103A 03/03 22.33 19.78 -11.42
26752 HTBYDEI@EC2103A 04/03 48.88 43.25 -11.52
26162 UBJDCOM@EC2103C 02/03 408.88 360.00 -11.95
26241 GSXIAMI@EC2103C 26/02 28.88 25.30 -12.40
26600 CT-PAHT@EC2103A 02/03 128.88 112.10 -13.02
26292 UB-MNIU@EC2103A 02/03 50.00 42.40 -15.20
28385 GSEVERG@EC2103A 02/03 18.90 15.88 -15.98
26562 CSJDCOM@EC2103C 02/03 431.88 360.00 -16.64
26653 UBJDCOM@EC2103D 02/03 433.88 360.00 -17.03
26561 VTJDCOM@EC2103C 02/03 438.89 360.00 -17.97
26433 UBXIAMI@EC2103F 01/03 30.88 25.30 -18.07
22405 UBALIBA@EC2103A 02/03 285.00 232.40 -18.46
15468 GJALIBA@EC2103A 01/03 288.20 232.40 -19.36
26190 UBXIAMI@EC2103D 02/03 32.38 25.30 -21.87
26503 MSXIAMI@EC2103G 26/02 33.98 25.30 -25.54
20972 JPBUDWS@EC2103A 01/03 32.32 23.70 -26.67
26522 GSXIAMI@EC2103D 03/03 34.58 25.30 -26.84
17810 HT-ZTE @EC2103A 02/03 27.05 19.78 -26.88
16598 MSALIBA@EC2103G 02/03 333.20 232.40 -30.25
27558 HSALIBA@EC2103B 02/03 333.18 232.40 -30.25
25662 UBALIBA@EC2103C 02/03 338.88 232.40 -31.42
26559 MSALIBA@EC2103F 02/03 356.88 232.40 -34.88
26581 CSYIHAI@EC2103A 02/03 170.88 106.20 -37.85
26240 GSALIBA@EC2103E 26/02 375.00 232.40 -38.03
26758 CS-CRCH@EC2103A 02/03 15.18 9.24 -39.13
---------------------------------------------------------------------------
Remarks: (+) = In-the-Money
(-) = Out-the_Money


Derivative Put Warrants to be expired
-------------------------------------

Code Name Last Trading Strike Price Underlying In/Out-
Date ($) ($) the-Money(%)
----------------------------------------------------------------------------
20994 JPBUDWS@EP2103A 01/03 23.23 23.70 -2.02
26501 CTXIAMI@EP2103C 26/02 22.88 25.30 -10.58
26524 GSXIAMI@EP2103B 02/03 22.88 25.30 -10.58
26554 JPJDCOM@EP2103B 02/03 311.11 360.00 -15.71
16807 GJXIAMI@EP2103C 02/03 21.50 25.30 -17.67
17151 SG-NTES@EP2103A 02/03 140.00 166.00 -18.57
26564 CSJDCOM@EP2103B 02/03 300.00 360.00 -20.00
26244 GSXIAMI@EP2103A 26/02 20.00 25.30 -26.50
19623 HTMTUAN@EP2103B 01/03 249.80 340.00 -36.11
26896 CS-SMIC@EP2103A 03/03 15.50 25.05 -61.61
---------------------------------------------------------------------------
Remarks: (+) = In-the-Money
(-) = Out-the_Money