Derivative Call Warrants to be expired
--------------------------------------

Code Name Last Trading Strike Price Underlying In/Out-
Date ($) ($) the-Money(%)
----------------------------------------------------------------------------
24920 GJMTUAN@EC2009B 21/09 88.93 241.60 171.67
24928 BIMTUAN@EC2009C 21/09 88.93 241.60 171.67
29425 EA-SMIC@EC2009A 22/09 9.28 20.40 119.83
22450 CTMTUAN@EC2009A 23/09 118.00 241.60 104.75
23083 BIMTUAN@EC2009B 21/09 118.10 241.60 104.57
23128 CSMTUAN@EC2009A 21/09 118.10 241.60 104.57
23545 GSMTUAN@EC2009A 21/09 118.10 241.60 104.57
27092 VTXIAMI@EC2009C 21/09 10.90 20.60 88.99
28450 CTMTUAN@EC2009D 22/09 128.88 241.60 87.46
24921 GJXIAMI@EC2009A 21/09 12.01 20.60 71.52
26834 BI-HKEX@EC2009B 22/09 246.08 367.00 49.14
11197 CTXIAMI@EC2009E 21/09 13.88 20.60 48.41
24940 UBALIBA@EC2009B 21/09 180.00 262.00 45.56
24802 MSALIBA@EC2009B 21/09 180.88 262.00 44.85
22399 CTXIAMI@EC2009A 23/09 14.38 20.60 43.25
22526 CT-HKEX@EC2009A 23/09 260.00 367.00 41.15
24301 GSTENCT@EC2009A 21/09 370.20 516.50 39.52
23439 VT-HKEX@EC2009A 21/09 263.88 367.00 39.08
24178 HTTENCT@EC2009A 23/09 380.00 516.50 35.92
29308 JP-IGG @EC2009A 21/09 6.13 8.32 35.79
25253 JP-NCI @EC2009A 23/09 23.23 31.05 33.66
25293 GJALIBA@EC2009B 22/09 198.98 262.00 31.67
24862 UB-ZAOL@EC2009A 22/09 32.88 42.90 30.47
28353 HT-ZAOL@EC2009A 21/09 33.05 42.90 29.80
27663 VTALIBA@EC2009C 22/09 208.80 262.00 25.48
25066 CS-NCI @EC2009B 22/09 24.88 31.05 24.80
14144 UB-CNBM@EC2009A 21/09 8.39 10.28 22.53
17757 GS-CNBM@EC2009A 21/09 8.39 10.28 22.53
28639 SG-CNBM@EC2009A 21/09 8.39 10.28 22.53
22958 GSALIBA@EC2009B 21/09 215.20 262.00 21.75
23920 CSALIBA@EC2009C 21/09 215.20 262.00 21.75
26958 UBALIBA@EC2009D 21/09 215.20 262.00 21.75
14893 CTTENCT@EC2009D 22/09 440.00 516.50 17.39
25270 CS-JXR @EC2009A 23/09 8.68 9.98 14.98
23355 MBTENCT@EC2009F 21/09 450.88 516.50 14.55
25308 BITENCT@EC2009D 22/09 451.08 516.50 14.50
27196 GJTENCT@EC2009B 22/09 451.08 516.50 14.50
24698 GSCLIFE@EC2009D 23/09 15.98 18.04 12.89
24700 GS-GEG @EC2009A 21/09 48.88 55.00 12.52
13347 MS-HKEX@EC2009B 21/09 330.18 367.00 11.15
13265 SG-HKEX@EC2009D 21/09 330.20 367.00 11.14
13279 UB-HKEX@EC2009C 21/09 330.20 367.00 11.14
13321 HT-HKEX@EC2009A 22/09 330.20 367.00 11.14
13505 GS-HKEX@EC2009E 21/09 330.20 367.00 11.14
14708 CT-HKEX@EC2009C 21/09 330.20 367.00 11.14
27766 UBGEELY@EC2009A 21/09 14.90 16.00 7.38
29128 CSGEELY@EC2009A 21/09 14.90 16.00 7.38
22607 HT-SMIC@EC2009A 22/09 19.00 20.40 7.37
11290 HT-MNIU@EC2009A 21/09 32.93 35.00 6.29
23909 JP-MNIU@EC2009A 21/09 32.93 35.00 6.29
24264 SG-MNIU@EC2009A 21/09 32.93 35.00 6.29
29035 UB-MNIU@EC2009A 21/09 32.93 35.00 6.29
24554 JP-SUNY@EC2009A 23/09 115.15 122.10 6.04
11681 CSALIBA@EC2009H 21/09 249.00 262.00 5.22
11842 UBALIBA@EC2009E 21/09 249.00 262.00 5.22
15284 GSALIBA@EC2009J 23/09 249.00 262.00 5.22
25384 GJCLIFE@EC2009A 22/09 17.40 18.04 3.68
25273 CS-CGDN@EC2009A 23/09 9.18 9.50 3.49
11278 HTLENOV@EC2009A 21/09 5.06 5.23 3.36
25062 CSPINAN@EC2009B 22/09 80.00 82.50 3.13
24960 CS-CKA @EC2009B 21/09 38.38 38.90 1.35
22501 BIALIBA@EC2009B 21/09 259.00 262.00 1.16
22997 CSALIBA@EC2009B 21/09 259.00 262.00 1.16
25814 MSPINAN@EC2009A 22/09 81.98 82.50 0.63
26159 CSPINAN@EC2009D 21/09 82.93 82.50 -0.52
26611 GSPINAN@EC2009B 21/09 82.93 82.50 -0.52
20821 VT-CNBM@EC2009B 21/09 10.38 10.28 -0.96
18371 HSCITSE@EC2009A 21/09 17.82 17.42 -2.24
20784 GSCITSE@EC2009A 22/09 17.82 17.42 -2.24
24959 CS-CMOB@EC2009B 21/09 53.38 51.90 -2.77
23493 CT-AIA @EC2009A 23/09 82.00 78.30 -4.51
23491 CTPINAN@EC2009B 23/09 88.00 82.50 -6.25
11288 HT-CUNI@EC2009A 22/09 5.89 5.52 -6.28
24840 GS-CMOB@EC2009B 23/09 56.28 51.90 -7.78
28813 HT-CNBM@EC2009A 21/09 11.19 10.28 -8.13
26046 BIPINAN@EC2009B 21/09 90.05 82.50 -8.38
27199 GJPINAN@EC2009B 22/09 90.93 82.50 -9.27
28553 UBPINAN@EC2009C 21/09 91.93 82.50 -10.26
28833 GSPINAN@EC2009C 21/09 91.93 82.50 -10.26
25109 JP-CKA @EC2009A 22/09 44.44 38.90 -12.47
19643 VT-AAC @EC2009A 22/09 50.90 43.65 -14.24
11893 GS-AAC @EC2009A 21/09 50.93 43.65 -14.29
18579 SG-AAC @EC2009A 21/09 50.93 43.65 -14.29
21983 CS-AAC @EC2009A 21/09 50.93 43.65 -14.29
24961 CSCKINF@EC2009A 21/09 43.88 37.35 -14.88
22336 VTPINAN@EC2009A 22/09 99.88 82.50 -17.40
23855 UBCP&CC@EC2009A 22/09 4.00 3.29 -17.75
21787 UBPINAN@EC2009A 22/09 100.88 82.50 -18.22
29639 VTPETCH@EC2009B 22/09 3.08 2.47 -19.81
20609 VTBUDWS@EC2009A 22/09 30.18 23.80 -21.14
20222 UBBUDWS@EC2009A 21/09 30.23 23.80 -21.27
20385 BIBUDWS@EC2009A 21/09 30.23 23.80 -21.27
20549 HSBUDWS@EC2009A 21/09 30.23 23.80 -21.27
23387 MS-CMOB@EC2009A 21/09 66.93 51.90 -22.46
23646 GS-CMOB@EC2009A 21/09 66.93 51.90 -22.46
25535 CT-CMOB@EC2009A 21/09 66.93 51.90 -22.46
20695 CTPINAN@EC2009A 23/09 108.00 82.50 -23.61
23441 VT-CMOB@EC2009A 22/09 67.98 51.90 -23.65
23375 UB-CMOB@EC2009A 21/09 68.05 51.90 -23.73
23538 CS-CMOB@EC2009A 21/09 68.68 51.90 -24.43
23115 CS-SZIH@EC2009A 21/09 17.11 12.72 -25.67
18833 VT-BOCL@EC2009A 21/09 3.38 2.49 -26.33
14807 GS-BOCL@EC2009A 21/09 3.39 2.49 -26.55
18525 GS-YZCM@EC2009A 23/09 8.28 6.06 -26.81
11003 CT-HSBC@EC2009B 23/09 40.90 29.30 -28.36
11038 CS-HSBC@EC2009E 23/09 40.93 29.30 -28.41
17400 VTWHARF@EC2009A 22/09 21.80 15.52 -28.81
18367 BI-AAC @EC2009A 22/09 61.88 43.65 -29.46
13108 VT-AAC @EC2009B 21/09 61.90 43.65 -29.48
16911 MS-CCB @EC2009A 21/09 7.51 5.28 -29.69
13109 VTHK&CG@EC2009A 22/09 16.08 11.26 -29.96
21174 CS-CPIC@EC2009B 22/09 32.88 22.80 -30.66
26066 BI-CMOB@EC2009C 22/09 75.05 51.90 -30.85
27207 MS-ZTE @EC2009B 23/09 27.23 18.80 -30.96
28389 HT-ZTE @EC2009B 23/09 27.23 18.80 -30.96
11017 CT-HSBC@EC2009C 22/09 42.90 29.30 -31.70
25767 BI-HSBK@EC2009A 22/09 173.88 117.20 -32.60
20623 UBNAGAC@EC2009A 22/09 14.88 9.50 -36.16
15863 SG-MGMC@EC2009A 21/09 15.90 10.00 -37.11
14088 SGCNOOC@EC2009A 21/09 12.92 8.10 -37.31
15263 CSCNOOC@EC2009A 21/09 12.92 8.10 -37.31
24430 BI-HSBC@EC2009B 23/09 47.15 29.30 -37.86
24852 GS-HSBC@EC2009E 23/09 48.00 29.30 -38.96
18895 GS-HTSE@EC2009A 23/09 11.00 6.68 -39.27
23762 BI-HSBC@EC2009A 23/09 52.88 29.30 -44.59
24922 GJ-HSBC@EC2009B 21/09 52.93 29.30 -44.64
23202 VT-HSBC@EC2009A 22/09 56.18 29.30 -47.85
23624 CT-HSBC@EC2009A 23/09 56.23 29.30 -47.89
14435 VT-SPA @EC2009A 22/09 73.88 38.25 -48.23
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Remarks: (+) = In-the-Money
(-) = Out-the_Money


Derivative Put Warrants to be expired
-------------------------------------

Code Name Last Trading Strike Price Underlying In/Out-
Date ($) ($) the-Money(%)
----------------------------------------------------------------------------
23724 CT-HSBC@EP2009A 23/09 51.18 29.30 42.75
22609 VT-AAC @EP2009A 22/09 49.98 43.65 12.67
23131 VTPINAN@EP2009A 22/09 78.88 82.50 -4.59
24075 VTCNOOC@EP2009A 22/09 7.58 8.10 -6.86
11990 GS-AIA @EP2009A 23/09 70.83 78.30 -10.55
26110 CS-AIA @EP2009C 23/09 70.83 78.30 -10.55
23563 MBTENCT@EP2009C 21/09 395.88 516.50 -30.47
25068 CS-AIA @EP2009B 22/09 59.18 78.30 -32.31
12310 CTALIBA@EP2009B 22/09 186.88 262.00 -40.20
26420 HSALIBA@EP2009B 22/09 186.78 262.00 -40.27
26771 UBALIBA@EP2009C 22/09 186.78 262.00 -40.27
28211 SGALIBA@EP2009E 22/09 186.78 262.00 -40.27
25034 MSCLIFE@EP2009B 21/09 12.80 18.04 -40.94
24179 HTALIBA@EP2009A 21/09 180.00 262.00 -45.56
25046 UBCLIFE@EP2009B 22/09 11.88 18.04 -51.85
24425 BITENCT@EP2009A 22/09 330.00 516.50 -56.52
25272 CS-GEG @EP2009A 23/09 34.38 55.00 -59.98
25032 MSALIBA@EP2009C 23/09 160.80 262.00 -62.94
25037 GSTENCT@EP2009A 22/09 300.00 516.50 -72.17
21864 JPMTUAN@EP2009A 21/09 88.88 241.60 -171.83
21545 BIMTUAN@EP2009A 21/09 88.83 241.60 -171.98
21934 CSMTUAN@EP2009A 21/09 88.83 241.60 -171.98
21988 HSMTUAN@EP2009A 21/09 88.83 241.60 -171.98
21992 UBMTUAN@EP2009A 21/09 88.83 241.60 -171.98
22255 VTMTUAN@EP2009A 21/09 88.83 241.60 -171.98
22775 GSMTUAN@EP2009A 21/09 88.83 241.60 -171.98
26056 CTMTUAN@EP2009A 21/09 88.83 241.60 -171.98
---------------------------------------------------------------------------
Remarks: (+) = In-the-Money
(-) = Out-the_Money