Derivative Call Warrants to be expired
--------------------------------------
Code Name Last Trading Strike Price Underlying In/Out-
Date ($) ($) the-Money(%)
----------------------------------------------------------------------------
18977 MB-CAGR@EC2002A 29/01 2.63 4.18 58.94
21346 BP-SUNY@EC2002A 29/01 95.00 144.60 52.21
19339 JP-SMIC@EC2001A 23/01 11.00 16.10 46.36
20569 BPMTUAN@EC2002A 29/01 77.00 108.30 40.65
21477 MBXIAMI@EC2002B 29/01 9.99 13.90 39.14
24074 VTXIAMI@EC2001C 23/01 9.99 13.90 39.14
11058 JPXIAMI@EC2001B 23/01 10.00 13.90 39.00
20742 BPXIAMI@EC2002A 29/01 10.00 13.90 39.00
20429 VTMTUAN@EC2002A 29/01 80.00 108.30 35.38
21046 JP-CSPC@EC2001B 23/01 14.64 19.48 33.06
23001 MB-CSPC@EC2002A 29/01 14.88 19.48 30.91
21033 JP-KBLH@EC2001A 23/01 7.37 9.53 29.31
20912 SGCMOLY@EC2001A 23/01 2.69 3.38 25.65
21040 SGGEELY@EC2001A 23/01 11.28 14.10 25.00
23574 JPGEELY@EC2002A 24/01 11.30 14.10 24.78
12564 JP-CNBM@EC2001A 22/01 7.27 8.88 22.15
12161 MBMTUAN@EC2002A 29/01 88.88 108.30 21.85
21210 SGKINGD@EC2001A 23/01 7.88 9.52 20.81
14113 HT-CSPC@EC2001A 23/01 16.80 19.48 15.95
21036 JPGEELY@EC2001A 23/01 12.21 14.10 15.48
21571 HTKSOFT@EC2001A 22/01 22.00 25.15 14.32
11983 JPKSOFT@EC2002B 29/01 22.02 25.15 14.21
21093 MBTENCT@EC2002E 24/01 345.88 391.00 13.04
20747 MB-BRIC@EC2002A 29/01 6.52 7.30 12.05
20115 BPTENCT@EC2002C 29/01 358.00 391.00 9.22
21068 MBCLIFE@EC2002A 29/01 19.63 21.35 8.76
11233 BPCLIFE@EC2002B 29/01 19.65 21.35 8.65
21560 JPANTAS@EC2001A 23/01 70.70 76.70 8.49
21021 MBCNOOC@EC2002A 29/01 12.38 13.34 7.75
22652 VTCNOOC@EC2001A 23/01 12.38 13.34 7.75
23336 JPCNOOC@EC2001A 23/01 12.40 13.34 7.58
21684 CS-SBPH@EC2001A 23/01 11.28 12.12 7.45
18961 VTCSA50@EC2002A 29/01 14.20 15.14 6.62
23879 UB-ICBC@EC2001A 23/01 5.39 5.70 5.75
24898 GS-ICBC@EC2001A 23/01 5.39 5.70 5.75
22945 SG-CMOB@EC2002D 29/01 66.65 69.40 4.13
11599 BI-CCB @EC2002E 24/01 6.27 6.51 3.83
12408 GS-ICBC@EC2002A 29/01 5.49 5.70 3.83
18999 MBSANDS@EC2002A 29/01 40.88 41.95 2.62
23418 GS-CMOB@EC2002A 24/01 67.93 69.40 2.16
11735 JP-CCB @EC2001D 23/01 6.39 6.51 1.88
11925 UB-CCB @EC2001A 23/01 6.39 6.51 1.88
11936 GS-CCB @EC2001A 23/01 6.39 6.51 1.88
19439 MB-CPIC@EC2002A 29/01 28.88 29.40 1.80
20737 BPTENCT@EC2002D 29/01 388.00 391.00 0.77
22321 SGTENCT@EC2001G 23/01 388.20 391.00 0.72
21091 MBTENCT@EC2002D 24/01 390.88 391.00 0.03
24799 JPTENCT@EC2001G 23/01 391.01 391.00 0.00
25085 BITENCT@EC2001C 23/01 391.08 391.00 -0.02
21690 SGTENCT@EC2002C 24/01 392.00 391.00 -0.26
19938 CS-CICC@EC2001A 23/01 15.50 15.34 -1.03
26179 JP-CICC@EC2001A 23/01 15.51 15.34 -1.10
21037 HS-BOCL@EC2001A 23/01 3.30 3.25 -1.52
20594 SGCITSE@EC2001A 23/01 17.50 17.22 -1.60
19820 BP-HKEX@EC2002A 29/01 280.00 275.00 -1.79
22420 MB-HKEX@EC2002C 29/01 280.00 275.00 -1.79
21957 MB-HKEX@EC2002B 29/01 280.20 275.00 -1.86
20547 SG-BOCL@EC2001A 23/01 3.33 3.25 -2.40
29451 BPCSA50@EC2002A 29/01 15.58 15.14 -2.82
22071 SGCSA50@EC2001A 23/01 15.60 15.14 -2.95
28957 HSCSA50@EC2002A 24/01 15.60 15.14 -2.95
22328 SGTENCT@EC2001H 23/01 403.00 391.00 -2.98
22946 SG-SHKP@EC2002A 29/01 122.32 118.50 -3.12
23102 BI-SHKP@EC2002A 29/01 122.32 118.50 -3.12
23641 GS-SHKP@EC2002A 29/01 122.32 118.50 -3.12
26493 UB-SHKP@EC2002A 29/01 122.32 118.50 -3.12
21249 HSAMCS3@EC2001A 23/01 48.88 47.15 -3.54
29316 JPAMCS3@EC2002B 24/01 48.90 47.15 -3.58
19965 VT-BOCL@EC2002A 24/01 3.38 3.25 -3.85
23692 VTPINAN@EC2002D 24/01 99.98 96.05 -3.93
12620 JPPINAN@EC2002E 29/01 99.99 96.05 -3.94
21315 MBPINAN@EC2002B 29/01 99.99 96.05 -3.94
12727 UBPINAN@EC2002C 29/01 100.09 96.05 -4.04
20664 MB-SZIG@EC2002A 29/01 119.88 114.70 -4.32
21109 JP-TTI @EC2001A 23/01 69.69 66.60 -4.43
21014 BP-ICBC@EC2002A 29/01 6.00 5.70 -5.00
21840 SG-ICBC@EC2001A 23/01 6.01 5.70 -5.16
21759 UB-HKEX@EC2002A 29/01 290.00 275.00 -5.17
19592 MB-CTWR@EC2002A 29/01 1.90 1.80 -5.26
25526 VT-CTWR@EC2002A 24/01 1.91 1.80 -5.76
25857 JP-CTWR@EC2001B 23/01 1.91 1.80 -5.76
29443 BPTENCT@EC2002A 29/01 415.00 391.00 -5.78
20572 BPGEELY@EC2002A 29/01 15.00 14.10 -6.00
20748 MBGEELY@EC2002A 29/01 15.00 14.10 -6.00
21517 HS-CMOB@EC2001A 23/01 73.88 69.40 -6.06
26146 JPGEELY@EC2001C 23/01 15.01 14.10 -6.06
19400 JP-COVS@EC2001A 23/01 30.30 28.25 -6.77
20741 BP-HKEX@EC2002C 29/01 295.00 275.00 -6.78
21433 MB-GEG @EC2002A 29/01 61.88 57.60 -6.92
22704 SG-GEG @EC2001C 23/01 61.88 57.60 -6.92
19718 VTLENOV@EC2001A 23/01 6.18 5.71 -7.61
21736 SG-AIA @EC2002A 24/01 90.00 83.00 -7.78
14203 BP-SJM @EC2002A 29/01 10.40 9.58 -7.88
15648 BPCLIFE@EC2002A 29/01 23.28 21.35 -8.29
29843 JP-CMOB@EC2001D 23/01 75.85 69.40 -8.50
21737 SGPINAN@EC2002B 24/01 105.00 96.05 -8.52
21793 SG-CMOB@EC2002A 29/01 75.88 69.40 -8.54
28490 JPPINAN@EC2001F 23/01 105.10 96.05 -8.61
22839 SGPETCH@EC2002A 24/01 4.19 3.82 -8.83
24378 GSPETCH@EC2002A 24/01 4.19 3.82 -8.83
28262 UBPETCH@EC2002A 24/01 4.19 3.82 -8.83
21579 MBCLIFE@EC2002B 29/01 23.58 21.35 -9.46
21070 MBHEGAN@EC2002A 29/01 66.68 60.30 -9.57
17933 MB-AIA @EC2002A 29/01 91.88 83.00 -9.66
20828 JP-CRBH@EC2001A 23/01 44.44 40.00 -9.99
21781 CS-CMER@EC2002A 29/01 15.28 13.60 -10.99
18719 MBPICCG@EC2002A 29/01 3.58 3.18 -11.17
20777 VT-GEG @EC2002A 24/01 64.88 57.60 -11.22
21837 SG-GEG @EC2001B 23/01 64.90 57.60 -11.25
20932 MBTENCT@EC2002C 24/01 440.88 391.00 -11.31
27248 BP-MNIU@EC2002A 29/01 36.90 32.25 -12.60
20883 BP-AIA @EC2002A 29/01 95.00 83.00 -12.63
20570 BP-HKEX@EC2002B 29/01 315.00 275.00 -12.70
17415 BPTENCT@EC2002B 29/01 450.00 391.00 -13.11
21044 JP-AIA @EC2001A 23/01 95.59 83.00 -13.17
21442 JP-LUYE@EC2002A 24/01 6.86 5.94 -13.41
20991 HS-AIA @EC2001A 23/01 95.88 83.00 -13.43
20661 MBPINAN@EC2002A 29/01 111.11 96.05 -13.55
28695 BPPINAN@EC2002C 29/01 111.10 96.05 -13.55
21015 BP-BYD @EC2002A 29/01 55.00 47.45 -13.73
20146 JPPETCH@EC2001A 23/01 4.44 3.82 -13.96
21762 JPWREIC@EC2002A 29/01 53.53 45.95 -14.16
21580 MB-CMOB@EC2002A 29/01 80.88 69.40 -14.19
21758 UB-LINK@EC2002A 29/01 96.88 82.70 -14.64
27000 BP-LINK@EC2002A 29/01 96.90 82.70 -14.65
18596 MBCITBK@EC2002A 29/01 5.28 4.50 -14.77
19102 VTCITBK@EC2001A 23/01 5.28 4.50 -14.77
19656 BP-CMOB@EC2002A 29/01 82.00 69.40 -15.37
20662 MB-HSBK@EC2002A 29/01 198.88 167.80 -15.63
21409 MBSANDS@EC2002B 29/01 49.88 41.95 -15.90
21081 SGCCOAL@EC2001A 23/01 3.50 2.92 -16.57
18516 SGTENCT@EC2001A 23/01 470.00 391.00 -16.81
20910 SG-MNIU@EC2001A 23/01 38.88 32.25 -17.05
20544 VT-MTRC@EC2002A 24/01 56.88 47.15 -17.11
21763 JP-LINK@EC2002A 29/01 100.10 82.70 -17.38
21519 HS-CTWR@EC2001A 23/01 2.18 1.80 -17.43
20908 SG-BBMG@EC2001A 23/01 2.75 2.27 -17.45
21077 JP-BYD @EC2001A 23/01 57.57 47.45 -17.58
20643 VT-SHKP@EC2001C 23/01 143.80 118.50 -17.59
25649 BP-HSBC@EC2002B 29/01 72.00 59.30 -17.64
21871 MB-SHKP@EC2002A 29/01 143.90 118.50 -17.65
21655 JP-CTEL@EC2001A 23/01 3.93 3.23 -17.81
20349 JP-MTRC@EC2001A 23/01 57.57 47.15 -18.10
28962 HT-AGBK@EC2001A 22/01 4.00 3.26 -18.50
28964 HT-BOCL@EC2001A 22/01 4.00 3.25 -18.75
21217 SG-SHKP@EC2001A 23/01 145.88 118.50 -18.77
21208 SG-CTEL@EC2001A 23/01 3.99 3.23 -19.05
19654 BP-HSBC@EC2002A 29/01 73.88 59.30 -19.73
20446 JP-HSBK@EC2001A 23/01 209.09 167.80 -19.75
20432 VTPINAN@EC2002A 24/01 119.95 96.05 -19.92
17425 BPPINAN@EC2002A 29/01 120.00 96.05 -19.96
21478 UB-KECL@EC2001A 22/01 8.48 6.77 -20.17
20929 MBTENCT@EC2002B 24/01 490.88 391.00 -20.35
13674 BP-CCB @EC2002A 29/01 8.28 6.51 -21.38
18852 JP-MGMC@EC2001A 23/01 16.61 13.04 -21.49
20568 MB-CTWR@EC2002B 29/01 2.30 1.80 -21.74
19734 MBWREIC@EC2002A 29/01 58.88 45.95 -21.96
20666 MB-BYD @EC2002A 29/01 60.88 47.45 -22.06
16433 BPSANDS@EC2002A 29/01 53.88 41.95 -22.14
21637 UB-LINK@EC2001A 23/01 106.88 82.70 -22.62
21319 MBPINAN@EC2002C 29/01 125.00 96.05 -23.16
18941 VTPETCH@EC2002A 29/01 4.98 3.82 -23.29
28963 HTBOCHK@EC2001A 22/01 36.36 27.85 -23.40
21013 BPPETCH@EC2002A 29/01 4.99 3.82 -23.45
21581 MB-HSBC@EC2002A 29/01 77.50 59.30 -23.48
12970 HT-SGC @EC2001A 23/01 37.00 27.95 -24.46
21257 MB-CKA @EC2002A 29/01 72.88 54.25 -25.56
17393 HT-SHKP@EC2001A 23/01 160.00 118.50 -25.94
20927 MBTENCT@EC2002A 24/01 530.88 391.00 -26.35
25499 MBCSHCL@EC2002A 29/01 4.18 3.05 -27.03
17752 GSBOCHK@EC2002A 24/01 38.43 27.85 -27.53
20906 JPEVERG@EC2001A 23/01 27.72 19.48 -29.73
18429 CS-HSBK@EC2002A 29/01 238.98 167.80 -29.78
29489 JP-CEVB@EC2001A 23/01 20.20 14.00 -30.69
21202 JP-IGG @EC2001A 23/01 9.69 6.23 -35.71
16150 JPANGAN@EC2002A 29/01 5.08 3.00 -40.91
11628 JP-CAR @EC2002A 24/01 9.09 5.25 -42.24
20825 JPNTRAG@EC2001A 23/01 12.10 6.51 -46.20
27473 HTMEITU@EC2001A 22/01 4.48 1.83 -59.15
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Remarks: (+) = In-the-Money
(-) = Out-the_Money
Derivative Put Warrants to be expired
-------------------------------------
Code Name Last Trading Strike Price Underlying In/Out-
Date ($) ($) the-Money(%)
----------------------------------------------------------------------------
21022 MB-HSBK@EP2002B 29/01 186.88 167.80 10.21
20933 MB-CTWR@EP2002C 29/01 1.99 1.80 9.55
20582 CS-SHKP@EP2001A 23/01 128.88 118.50 8.05
21480 JPLENOV@EP2001A 23/01 5.85 5.71 2.39
21603 VT-AIA @EP2002A 29/01 84.00 83.00 1.19
21242 SGPINAN@EP2001E 23/01 90.00 96.05 -6.72
21344 BP-HKEX@EP2002D 29/01 250.00 275.00 -10.00
27853 MB-COVS@EP2002A 29/01 25.55 28.25 -10.57
20674 JPAMCS3@EP2001A 23/01 42.24 47.15 -11.62
20673 JP-WYNN@EP2001A 23/01 16.61 18.72 -12.70
21094 MBTENCT@EP2002F 24/01 345.88 391.00 -13.04
21699 HSTENCT@EP2002B 24/01 344.88 391.00 -13.37
29357 CSPINAN@EP2001A 23/01 84.38 96.05 -13.83
21043 JPSANDS@EP2001A 23/01 36.36 41.95 -15.37
21410 MBSANDS@EP2002C 29/01 35.88 41.95 -16.92
20878 MB-CMB @EP2002A 29/01 31.88 40.45 -26.88
29001 HTXIAMI@EP2001A 22/01 10.70 13.90 -29.91
21432 MB-HKEX@EP2002A 29/01 208.88 275.00 -31.65
21322 MBTENCT@EP2002G 24/01 295.88 391.00 -32.15
21051 JPGEELY@EP2001B 23/01 10.10 14.10 -39.60
28913 JP-CSPC@EP2001A 23/01 12.12 19.48 -60.73
21018 MBXIAMI@EP2002A 29/01 7.99 13.90 -73.97
19076 CSMTUAN@EP2001A 22/01 58.58 108.30 -84.88
22546 MBMTUAN@EP2001B 22/01 58.58 108.30 -84.88
22208 HS-SUNY@EP2002A 24/01 69.74 144.60 -107.34
19071 JP-SUNY@EP2001A 23/01 69.69 144.60 -107.49
---------------------------------------------------------------------------
Remarks: (+) = In-the-Money
(-) = Out-the_Money