Derivative Call Warrants to be expired
======================================

Code Name Last Trading Strike Price Underlying In/Out-
Date ($) ($) the-Money(%)
------------------------------------------------------------------------
23916 MB-BYD @EC2111B 29/10 175.88 311.40 77.05
22938 MBCSCIH@EC2111A 27/10 4.88 8.00 63.93
26682 JPGANFE@EC2111A 01/11 106.06 153.40 44.64
24304 CS-CLPG@EC2111A 01/11 13.08 18.20 39.14
24264 MSGEELY@EC2111A 01/11 20.00 27.05 35.25
28639 SGGEELY@EC2111A 01/11 20.00 27.05 35.25
24831 HTCSOFT@EC2111A 02/11 10.08 13.40 32.94
14192 MB-GWMC@EC2111A 27/10 26.88 34.70 29.09
23775 CTGEELY@EC2111A 28/10 21.88 27.05 23.63
20238 MBGEELY@EC2111B 27/10 22.88 27.05 18.23
21693 MB-DFMG@EC2111A 27/10 6.46 7.46 15.48
23329 BPGEELY@EC2111A 27/10 23.80 27.05 13.66
14519 HS-WUXI@EC2111A 26/10 106.88 120.00 12.28
22454 GS-WUXI@EC2111A 26/10 106.98 120.00 12.17
22837 MB-CMS @EC2111B 27/10 12.88 14.42 11.96
13111 BPPETCH@EC2111A 27/10 3.66 3.96 8.20
16256 MB-BYD @EC2111A 27/10 298.88 311.40 4.19
20774 MB-HKEX@EC2111B 27/10 475.88 481.80 1.24
28653 SG-HKEX@EC2111A 27/10 475.88 481.80 1.24
20436 MB-CTFJ@EC2111A 27/10 15.88 15.78 -0.63
21630 MS-AIA @EC2111A 26/10 90.88 90.25 -0.69
11478 UBMTUAN@EC2111B 02/11 286.08 283.00 -1.08
11694 GSMTUAN@EC2111B 02/11 286.08 283.00 -1.08
21931 VTCCCCL@EC2111A 26/10 4.28 4.19 -2.10
24255 MS-PSBC@EC2111A 01/11 5.50 5.38 -2.18
24795 HTALUCO@EC2111A 02/11 5.55 5.39 -2.88
20919 MSBAIDU@EC2111A 02/11 174.90 169.60 -3.03
21388 UBBAIDU@EC2111B 02/11 175.10 169.60 -3.14
20242 MBCSHCL@EC2111A 27/10 12.22 11.82 -3.23
15934 MBCNOOC@EC2111A 27/10 8.99 8.56 -4.78
21589 VT-CMB @EC2111A 26/10 71.58 68.05 -4.93
17271 BPMTUAN@EC2111C 27/10 300.00 283.00 -5.67
20409 JP-MNIU@EC2111A 01/11 50.93 47.25 -7.23
12367 UBMTUAN@EC2111C 02/11 311.31 283.00 -9.09
19266 GSMTUAN@EC2111F 02/11 311.28 283.00 -9.09
19370 MSMTUAN@EC2111C 02/11 311.30 283.00 -9.09
24613 MSCP&CC@EC2111A 02/11 4.28 3.89 -9.11
13949 MBGEELY@EC2111A 27/10 29.99 27.05 -9.80
16649 BPGEELY@EC2111B 27/10 30.00 27.05 -9.83
28088 MB-HSBC@EC2111A 27/10 52.88 47.50 -10.17
20780 MBZIJIN@EC2111A 27/10 12.88 11.56 -10.25
19863 GJ-HSBC@EC2111A 27/10 52.93 47.50 -10.26
13120 BI-HKEX@EC2111A 02/11 540.50 481.80 -10.86
13511 JP-HKEX@EC2111A 02/11 540.50 481.80 -10.86
14779 GJ-HKEX@EC2111B 02/11 540.50 481.80 -10.86
14929 CS-HKEX@EC2111B 02/11 540.50 481.80 -10.86
17613 GS-HKEX@EC2111C 02/11 540.50 481.80 -10.86
21684 HS-GAC @EC2111A 26/10 8.58 7.57 -11.77
14300 HS-COVS@EC2111B 26/10 19.98 17.60 -11.91
23548 UB-CSC @EC2111A 26/10 9.88 8.68 -12.15
20822 VT-MNIU@EC2111A 27/10 53.88 47.25 -12.31
12166 GSMTUAN@EC2111C 01/11 325.20 283.00 -12.98
17155 UBMTUAN@EC2111F 01/11 325.20 283.00 -12.98
17202 HTMTUAN@EC2111C 01/11 325.20 283.00 -12.98
17229 CSMTUAN@EC2111E 01/11 325.20 283.00 -12.98
17294 BIMTUAN@EC2111A 01/11 325.20 283.00 -12.98
17671 JPMTUAN@EC2111E 01/11 325.20 283.00 -12.98
17724 GJMTUAN@EC2111B 01/11 325.20 283.00 -12.98
18093 SGMTUAN@EC2111B 01/11 325.20 283.00 -12.98
23724 CS-CSC @EC2111A 27/10 10.00 8.68 -13.20
17604 MS-AIA @EC2111B 26/10 105.00 90.25 -14.05
21516 SG-AIA @EC2111A 26/10 105.00 90.25 -14.05
24046 BP-AIA @EC2111A 27/10 105.00 90.25 -14.05
22619 BPKUASO@EC2111A 27/10 126.20 108.20 -14.26
20444 MB-HKEX@EC2111A 27/10 565.88 481.80 -14.86
28567 JP-CCSC@EC2111A 26/10 5.25 4.47 -14.86
15448 BPCP&CC@EC2111A 27/10 4.66 3.89 -16.52
18975 BP-CNBM@EC2111A 27/10 12.00 10.00 -16.67
22492 VT-HKEX@EC2111A 26/10 583.88 481.80 -17.48
23702 JPSTANC@EC2111A 28/10 63.63 52.50 -17.49
24130 JP-CCB @EC2111A 29/10 6.56 5.39 -17.84
23324 BP-SMIC@EC2111A 27/10 28.00 22.90 -18.21
23783 CT-SMIC@EC2111A 28/10 28.00 22.90 -18.21
13242 VTCLIFE@EC2111A 26/10 17.38 14.14 -18.64
17329 CSINBIO@EC2111B 29/10 93.85 76.00 -19.02
19694 BPTENCT@EC2111C 27/10 621.00 502.00 -19.16
12954 UB-CCB @EC2111A 02/11 6.67 5.39 -19.19
14689 CS-CCB @EC2111A 02/11 6.67 5.39 -19.19
14857 GS-CCB @EC2111A 02/11 6.67 5.39 -19.19
15573 BI-CCB @EC2111A 02/11 6.67 5.39 -19.19
19052 HTWEIMO@EC2111A 02/11 15.82 12.78 -19.22
22852 MBTENCT@EC2111C 27/10 621.50 502.00 -19.23
13222 MB-CMS @EC2111C 27/10 17.88 14.42 -19.35
23899 CSCITIC@EC2111A 28/10 10.00 8.02 -19.80
21597 SGXIAMI@EC2111E 26/10 28.00 22.40 -20.00
23118 BPXIAMI@EC2111B 27/10 28.00 22.40 -20.00
24600 VT-AIA @EC2111A 02/11 113.28 90.25 -20.33
20025 MSCLIFE@EC2111A 27/10 17.80 14.14 -20.56
29475 MBCMOLY@EC2111A 27/10 6.80 5.40 -20.59
25437 MSCPAIR@EC2111A 26/10 9.08 7.16 -21.15
20438 MB-BAIC@EC2111A 27/10 3.58 2.82 -21.23
23313 BPMTUAN@EC2111B 27/10 360.00 283.00 -21.39
23703 JP-LINK@EC2111A 28/10 86.86 68.15 -21.54
24687 MBXIAMI@EC2111B 27/10 28.88 22.40 -22.44
11412 HS-NTES@EC2111A 26/10 203.88 157.70 -22.65
13809 BP-CCB @EC2111A 27/10 7.00 5.39 -23.00
19843 MBBOCOM@EC2111A 27/10 6.08 4.68 -23.03
17760 MBMTUAN@EC2111B 27/10 368.88 283.00 -23.28
16956 JP-WPC @EC2111A 28/10 19.90 15.26 -23.32
24325 HTHAESH@EC2111A 01/11 37.68 28.70 -23.83
18891 MB-AIA @EC2111A 27/10 118.88 90.25 -24.08
29232 BP-ACMT@EC2111A 27/10 53.90 40.85 -24.21
24403 CSHAESH@EC2111A 01/11 38.00 28.70 -24.47
21745 JPPOMRT@EC2111B 01/11 66.93 50.40 -24.70
19793 MB-CUNI@EC2111A 27/10 5.38 4.05 -24.72
15653 HTTENCT@EC2111A 02/11 670.50 502.00 -25.13
16086 CSTENCT@EC2111D 02/11 670.50 502.00 -25.13
16239 UBTENCT@EC2111C 02/11 670.50 502.00 -25.13
16302 JPTENCT@EC2111D 02/11 670.50 502.00 -25.13
16323 GSTENCT@EC2111B 02/11 670.50 502.00 -25.13
24443 JPHAESH@EC2111A 01/11 38.38 28.70 -25.22
13381 SGXIAMI@EC2111A 27/10 30.00 22.40 -25.33
17069 GSXIAMI@EC2111A 28/10 30.00 22.40 -25.33
20475 BPXIAMI@EC2111A 27/10 30.00 22.40 -25.33
23839 MB-NTES@EC2111A 28/10 211.88 157.70 -25.57
13354 SG-NTES@EC2111A 28/10 211.99 157.70 -25.61
22543 MB-SMIC@EC2111A 27/10 30.88 22.90 -25.84
22723 UB-SMIC@EC2111A 26/10 30.93 22.90 -25.96
21270 MB-CPIC@EC2111A 27/10 33.88 24.95 -26.36
17260 BP-BILI@EC2111B 27/10 850.00 625.50 -26.41
24598 VTCSHCL@EC2111A 02/11 16.06 11.82 -26.41
19742 MB-SGC @EC2111A 27/10 25.88 19.04 -26.43
12503 UB-CSDC@EC2111A 28/10 2.02 1.48 -26.73
11668 HSCMOLY@EC2111B 26/10 7.38 5.40 -26.83
20782 MB-AAC @EC2111A 27/10 47.88 34.85 -27.21
11579 MB-CGDN@EC2111A 27/10 10.48 7.57 -27.77
21101 MB-NCI @EC2111A 27/10 33.88 24.45 -27.83
12817 BP-NTES@EC2111A 27/10 220.00 157.70 -28.32
17478 HSCNOOC@EC2111B 26/10 11.98 8.56 -28.55
22861 MBALIBA@EC2111C 27/10 238.88 169.50 -29.04
11290 BPMTUAN@EC2111A 27/10 400.00 283.00 -29.25
20985 BPALIBA@EC2111D 27/10 240.00 169.50 -29.38
24305 CSXINYI@EC2111A 01/11 31.88 22.50 -29.42
24968 HTALIBA@EC2111A 27/10 240.20 169.50 -29.43
15838 SGPINAN@EC2111A 02/11 86.86 60.65 -30.17
24698 JPPINAN@EC2111A 02/11 86.86 60.65 -30.17
25967 VTPINAN@EC2111A 26/10 86.88 60.65 -30.19
23719 CSINBIO@EC2111A 27/10 108.88 76.00 -30.20
15222 CSPINAN@EC2111B 26/10 86.91 60.65 -30.22
15384 UBPINAN@EC2111A 26/10 86.91 60.65 -30.22
15853 GJPINAN@EC2111B 26/10 86.91 60.65 -30.22
23701 JPFOPHA@EC2111A 28/10 55.22 38.45 -30.37
22516 MBGEELY@EC2111C 27/10 38.88 27.05 -30.43
11122 GSPINAN@EC2111A 28/10 87.92 60.65 -31.02
15661 CTPINAN@EC2111A 28/10 87.92 60.65 -31.02
13901 BPTENCT@EC2111B 27/10 728.00 502.00 -31.04
29726 GJTENCT@EC2111A 27/10 729.38 502.00 -31.17
23762 UBFOPHA@EC2111A 27/10 55.88 38.45 -31.19
17251 BP-BILI@EC2111A 27/10 920.00 625.50 -32.01
11314 BPALIBA@EC2111C 27/10 250.00 169.50 -32.20
25206 SGALIBA@EC2111A 27/10 250.00 169.50 -32.20
23905 CSFOPHA@EC2111A 28/10 56.88 38.45 -32.40
14257 VT-NTES@EC2111A 26/10 233.88 157.70 -32.57
24308 CSPINAN@EC2111A 01/11 90.88 60.65 -33.26
23581 BPJIANC@EC2111A 27/10 22.00 14.68 -33.27
20784 VT-ACMT@EC2111A 26/10 61.88 40.85 -33.99
24457 JPANGAN@EC2111A 01/11 6.66 4.39 -34.08
24519 MSPINAN@EC2111A 02/11 92.00 60.65 -34.08
14811 BIPINAN@EC2111B 01/11 92.05 60.65 -34.11
24323 HTPOMRT@EC2111A 01/11 76.80 50.40 -34.38
21060 MBALIBA@EC2111A 27/10 258.88 169.50 -34.53
20638 BPBYDEI@EC2111A 27/10 41.88 27.20 -35.05
24809 HT-CGSH@EC2111A 02/11 98.88 64.05 -35.22
22294 VT-AAC @EC2111A 27/10 53.88 34.85 -35.32
17570 HS-BILI@EC2111A 26/10 968.00 625.50 -35.38
24701 MBMTUAN@EC2111A 27/10 438.88 283.00 -35.52
24359 HT-SGC @EC2111B 01/11 29.58 19.04 -35.63
24055 BPPINAN@EC2111A 27/10 94.90 60.65 -36.09
15894 MB-WPC @EC2111A 27/10 23.88 15.26 -36.10
24407 CSPOMRT@EC2111A 01/11 78.88 50.40 -36.11
24312 CSANGAN@EC2111A 01/11 6.88 4.39 -36.19
24406 CSICARE@EC2111A 01/11 30.00 19.12 -36.27
14646 MSXINYI@EC2111A 02/11 35.40 22.50 -36.44
24513 JPPOMRT@EC2111A 01/11 79.79 50.40 -36.83
14862 GS-JDHI@EC2111B 02/11 118.00 74.10 -37.20
24329 HT-XD @EC2111A 01/11 77.80 48.20 -38.05
21661 MBTENCT@EC2111B 27/10 813.50 502.00 -38.29
24531 MBPOMRT@EC2111A 02/11 81.88 50.40 -38.45
22120 MBPINAN@EC2111A 27/10 98.88 60.65 -38.66
21063 MBALIBA@EC2111B 27/10 278.88 169.50 -39.22
13817 SGXIAMI@EC2111B 27/10 36.88 22.40 -39.26
21974 MBXIAMI@EC2111A 27/10 36.88 22.40 -39.26
13832 BPTENCT@EC2111A 27/10 828.00 502.00 -39.37
27176 HSTENCT@EC2111A 26/10 828.00 502.00 -39.37
14821 JP-JMJ @EC2111A 01/11 33.88 20.35 -39.94
15003 HT-JMJ @EC2111B 01/11 33.93 20.35 -40.02
21393 MB-CNBM@EC2111A 27/10 16.98 10.00 -41.11
14504 BPBAIDU@EC2111A 27/10 290.00 169.60 -41.52
12885 BPALIBA@EC2111B 27/10 290.00 169.50 -41.55
24340 HTFOPHA@EC2111A 01/11 66.00 38.45 -41.74
24864 CS-JDHI@EC2111B 02/11 128.88 74.10 -42.50
12997 JP-JDHI@EC2111C 26/10 128.98 74.10 -42.55
14612 HT-JDHI@EC2111A 26/10 128.98 74.10 -42.55
22850 VT-NCI @EC2111A 26/10 42.88 24.45 -42.98
24362 HTBMOON@EC2111A 01/11 12.28 6.99 -43.08
22862 MBALIBA@EC2111D 27/10 298.88 169.50 -43.29
19736 MBTENCT@EC2111A 27/10 888.88 502.00 -43.52
24454 JPBMOON@EC2111A 01/11 12.52 6.99 -44.17
14507 BPBAIDU@EC2111B 27/10 310.00 169.60 -45.29
12879 BPALIBA@EC2111A 27/10 310.00 169.50 -45.32
13217 JP-SBPH@EC2111A 26/10 10.66 5.80 -45.59
11662 HTNFSPR@EC2111A 28/10 72.88 39.60 -45.66
22831 VT-SBPH@EC2111A 26/10 10.68 5.80 -45.69
24472 VT-JDHI@EC2111A 01/11 136.80 74.10 -45.83
21978 MB-GEG @EC2111A 27/10 78.88 42.55 -46.06
22121 MBPINAN@EC2111B 27/10 112.88 60.65 -46.27
22703 VT-GEG @EC2111A 27/10 80.00 42.55 -46.81
23320 BP-GEG @EC2111A 27/10 80.00 42.55 -46.81
12182 VTKUASO@EC2111A 27/10 210.00 108.20 -48.48
24392 CS-JDHI@EC2111A 01/11 150.00 74.10 -50.60
24921 GS-JDHI@EC2111A 02/11 151.38 74.10 -51.05
13219 MB-LUYE@EC2111A 27/10 7.88 3.80 -51.78
14764 JPBAIDU@EC2111A 26/10 352.52 169.60 -51.89
14655 HSBAIDU@EC2111A 26/10 353.88 169.60 -52.07
29626 VTKSOFT@EC2111B 27/10 70.88 33.85 -52.24
11661 HT-MYCG@EC2111A 26/10 63.88 28.75 -54.99
12346 BP-PAHT@EC2111A 27/10 125.00 49.75 -60.20
11186 BIKUASO@EC2111A 01/11 275.20 108.20 -60.68
11465 CSKUASO@EC2111A 01/11 275.20 108.20 -60.68
12170 UBKUASO@EC2111A 01/11 275.20 108.20 -60.68
21265 MBKUASO@EC2111A 27/10 308.88 108.20 -64.97
28669 JPHDLIH@EC2111B 01/11 73.73 25.25 -65.75
23696 MBKUASO@EC2111D 27/10 339.99 108.20 -68.18
22817 VTHDLIH@EC2111A 01/11 83.68 25.25 -69.83
23679 MBKUASO@EC2111B 27/10 359.99 108.20 -69.94
23695 MBKUASO@EC2111C 27/10 399.99 108.20 -72.95
23914 CSEVERG@EC2111A 28/10 15.28 2.56 -83.25
17817 MBEVERG@EC2111A 27/10 16.88 2.56 -84.83
------------------------------------------------------------------------
Remarks: (+) = In-the-Money
(-) = Out-the_Money


Derivative Put Warrants to be expired
=====================================

Code Name Last Trading Strike Price Underlying In/Out-
Date ($) ($) the-Money(%)
------------------------------------------------------------------------
17728 MBKUASO@EP2111A 27/10 208.88 108.20 48.20
20089 MBALIHI@EP2111A 27/10 19.88 10.98 44.77
23697 SG-BILI@EP2111A 27/10 860.00 625.50 27.27
18855 MBPINAN@EP2111A 27/10 78.88 60.65 23.11
21264 MBALIBA@EP2111A 27/10 198.88 169.50 14.77
24425 JP-BILI@EP2111A 02/11 724.50 625.50 13.66
14853 VTTENCT@EP2111A 27/10 557.38 502.00 9.94
14296 BITENCT@EP2111A 27/10 535.50 502.00 6.26
14424 HTTENCT@EP2111B 27/10 534.50 502.00 6.08
14707 JPTENCT@EP2111A 27/10 534.50 502.00 6.08
14725 CTTENCT@EP2111A 27/10 534.50 502.00 6.08
14856 GSTENCT@EP2111B 27/10 534.50 502.00 6.08
25103 MB-CGDN@EP2111A 27/10 7.78 7.57 2.70
23858 VTANTAS@EP2111A 28/10 128.88 126.90 1.54
22126 MBTENCT@EP2111A 27/10 495.88 502.00 -1.23
23857 VT-HSBC@EP2111A 28/10 46.88 47.50 -1.32
19045 MBMTUAN@EP2111A 27/10 268.88 283.00 -5.25
11037 VTJDCOM@EP2111A 26/10 299.99 325.60 -8.54
23624 CT-HKEX@EP2111A 27/10 425.00 481.80 -13.36
20463 MB-MNIU@EP2111A 27/10 38.88 47.25 -21.53
12527 JPMTUAN@EP2111A 01/11 230.00 283.00 -23.04
12440 CSMTUAN@EP2111A 01/11 228.60 283.00 -23.80
12769 UBMTUAN@EP2111B 01/11 228.60 283.00 -23.80
12846 GSMTUAN@EP2111B 01/11 228.60 283.00 -23.80
12117 GJMTUAN@EP2111A 02/11 213.68 283.00 -32.44
24693 JPPETCH@EP2111B 02/11 2.68 3.96 -47.76
27796 UBPETCH@EP2111A 26/10 2.67 3.96 -48.31
20231 MBGEELY@EP2111A 27/10 17.50 27.05 -54.57
14893 MB-BYD @EP2111A 27/10 155.88 311.40 -99.77
------------------------------------------------------------------------
Remarks: (+) = In-the-Money
(-) = Out-the_Money