Derivative Call Warrants to be expired
======================================

Code Name Last Trading Strike Price Underlying In/Out-
Date ($) ($) the-Money(%)
------------------------------------------------------------------------
26781 CT-BYD @EC2110A 25/10 44.88 302.80 574.69
25285 JP-TTI @EC2110A 25/10 50.50 159.20 215.25
19150 JP-CLPG@EC2110A 25/10 8.28 18.42 122.46
20480 CSZIJIN@EC2110A 25/10 5.38 11.40 111.90
14467 CSCSHCL@EC2110A 25/10 5.77 11.86 105.58
16997 JP-BYD @EC2110B 25/10 181.81 302.80 66.55
23606 CSGSBIO@EC2110A 25/10 22.08 33.80 53.08
23585 JPGSBIO@EC2110A 25/10 22.55 33.80 49.89
23228 VT-GWMC@EC2110A 25/10 24.28 35.45 46.00
22785 SG-GWMC@EC2110A 25/10 24.88 35.45 42.48
22378 HSPETCH@EC2110A 25/10 2.80 3.95 41.07
23690 JPPETCH@EC2110A 25/10 2.81 3.95 40.57
18951 CSCSOFT@EC2110A 25/10 9.38 13.04 39.02
11380 GSGEELY@EC2110A 25/10 20.00 26.95 34.75
11333 HTGEELY@EC2110B 25/10 20.05 26.95 34.41
27324 GJGEELY@EC2110C 25/10 20.05 26.95 34.41
27666 CSGEELY@EC2110A 25/10 20.05 26.95 34.41
27767 CTGEELY@EC2110B 25/10 20.05 26.95 34.41
28026 UBGEELY@EC2110A 25/10 20.05 26.95 34.41
17485 HSPETCH@EC2110B 25/10 3.18 3.95 24.21
22151 SGPETCH@EC2110A 25/10 3.18 3.95 24.21
11490 CS-CLPG@EC2110A 25/10 14.88 18.42 23.79
26880 HSGEELY@EC2110A 25/10 21.85 26.95 23.34
15788 JP-GAC @EC2110A 25/10 6.46 7.64 18.27
12525 JPGEELY@EC2110A 25/10 22.90 26.95 17.69
27190 JP-KECL@EC2110B 25/10 6.09 7.04 15.58
20859 SGGEELY@EC2110A 25/10 23.88 26.95 12.86
21588 VTCSHCL@EC2110B 25/10 10.68 11.86 11.08
14519 HS-WUXI@EC2111A 26/10 106.88 117.70 10.12
11624 BI-WUXI@EC2110A 25/10 106.98 117.70 10.02
22454 GS-WUXI@EC2111A 26/10 106.98 117.70 10.02
18756 SGPETCH@EC2110C 25/10 3.66 3.95 7.92
27322 JPPETCH@EC2110B 25/10 3.66 3.95 7.92
18715 SG-GWMC@EC2110B 25/10 33.33 35.45 6.36
18206 VT-GWMC@EC2110B 25/10 33.38 35.45 6.20
20319 JP-CTFJ@EC2110A 25/10 15.51 16.38 5.61
20867 SG-SUNY@EC2110A 25/10 200.00 210.00 5.00
25916 HT-SUNY@EC2110A 25/10 200.20 210.00 4.90
28953 CS-WXAT@EC2110A 25/10 160.73 168.20 4.65
22312 JPJDCOM@EC2110A 25/10 315.15 325.00 3.13
26082 SGJDCOM@EC2110B 25/10 315.15 325.00 3.13
24042 JP-XYS @EC2110A 25/10 15.66 15.96 1.92
11403 HS-HKEX@EC2110A 25/10 476.00 484.20 1.72
13012 HT-HKEX@EC2110A 25/10 476.08 484.20 1.71
25821 JP-HKEX@EC2110A 25/10 476.06 484.20 1.71
25094 CS-CMS @EC2110A 25/10 14.18 14.20 0.14
21630 MS-AIA @EC2111A 26/10 90.88 90.95 0.08
20678 GSCITSE@EC2110A 25/10 19.88 19.76 -0.60
22522 HSJDCOM@EC2110A 25/10 328.88 325.00 -1.18
15505 JP-PSBC@EC2110A 25/10 5.51 5.41 -1.81
21931 VTCCCCL@EC2111A 26/10 4.28 4.19 -2.10
23349 CTCITSE@EC2110A 25/10 20.28 19.76 -2.56
25020 CSCNOOC@EC2110A 25/10 9.00 8.66 -3.78
27121 CS-AGBK@EC2110A 25/10 2.80 2.69 -3.93
22519 HSMTUAN@EC2110A 25/10 300.00 286.80 -4.40
25255 SGMTUAN@EC2110B 25/10 300.00 286.80 -4.40
26526 JPMTUAN@EC2110A 25/10 300.20 286.80 -4.46
28587 HTMTUAN@EC2110A 25/10 300.20 286.80 -4.46
20285 HS-CTEL@EC2110A 25/10 2.93 2.76 -5.80
16189 HT-CTEL@EC2110A 25/10 2.94 2.76 -6.12
21589 VT-CMB @EC2111A 26/10 71.58 66.90 -6.54
17198 JPCSA50@EC2110A 25/10 19.99 18.68 -6.55
20877 SGCSA50@EC2110A 25/10 20.00 18.68 -6.60
22777 SG-MNIU@EC2110A 25/10 50.88 47.40 -6.84
29547 HTLENOV@EC2110A 25/10 9.00 8.22 -8.67
14300 HS-COVS@EC2111B 26/10 19.98 18.22 -8.81
20599 JPCOMBA@EC2110A 25/10 2.52 2.28 -9.52
12619 HSCNOOC@EC2110B 25/10 9.58 8.66 -9.60
20864 SGJDCOM@EC2110A 25/10 360.18 325.00 -9.77
18622 JP-CKA @EC2110A 25/10 52.52 47.35 -9.84
18492 HTGEELY@EC2110C 25/10 30.04 26.95 -10.29
22781 SG-CKA @EC2110A 25/10 52.88 47.35 -10.46
19556 CSNDPHL@EC2110A 25/10 11.38 10.18 -10.54
20571 JP-HTSC@EC2110A 25/10 13.31 11.90 -10.59
21378 HTSDGLD@EC2110A 25/10 16.28 14.54 -10.69
21684 HS-GAC @EC2111A 26/10 8.58 7.64 -10.96
17993 CSAVICN@EC2110A 25/10 5.55 4.94 -10.99
24030 JPFOPHA@EC2110A 25/10 43.43 38.65 -11.01
23548 UB-CSC @EC2111A 26/10 9.88 8.75 -11.44
17590 VTZIJIN@EC2110B 25/10 12.88 11.40 -11.49
20868 SGAMCS3@EC2110A 25/10 69.88 61.72 -11.68
22258 HTAMCS3@EC2110A 25/10 69.88 61.72 -11.68
21327 JP-HSBC@EC2110A 25/10 52.92 46.70 -11.75
23525 SG-HSBC@EC2110A 25/10 52.93 46.70 -11.77
16818 JPSPDRG@EC2110A 25/10 1499.99 1308.00 -12.80
20584 JP-MTRC@EC2110A 25/10 48.48 42.05 -13.26
22809 SG-MTRC@EC2110A 25/10 48.48 42.05 -13.26
28589 CS-WPC @EC2110A 25/10 17.78 15.42 -13.27
17604 MS-AIA @EC2111B 26/10 105.00 90.95 -13.38
21516 SG-AIA @EC2111A 26/10 105.00 90.95 -13.38
11103 JP-AIA @EC2110A 25/10 105.10 90.95 -13.46
21878 HTCITSE@EC2110A 25/10 22.88 19.76 -13.64
29277 JPSPDRG@EC2110B 25/10 1522.22 1308.00 -14.07
11979 JPKUASO@EC2110A 25/10 126.26 108.00 -14.46
13328 HS-HKEX@EC2110B 25/10 566.38 484.20 -14.51
14190 HT-HKEX@EC2110B 25/10 566.38 484.20 -14.51
22192 BIKUASO@EC2110C 25/10 126.36 108.00 -14.53
28567 JP-CCSC@EC2111A 26/10 5.25 4.46 -15.05
21171 JP-PICC@EC2110A 25/10 8.88 7.53 -15.20
22592 JP-CICC@EC2110A 25/10 23.23 19.58 -15.71
19598 JPBOCOM@EC2110A 25/10 5.65 4.71 -16.64
22147 SGCP&CC@EC2110A 25/10 4.65 3.87 -16.77
21627 HS-CMOB@EC2110A 25/10 58.88 49.00 -16.78
12127 JPCP&CC@EC2110A 25/10 4.66 3.87 -16.95
22492 VT-HKEX@EC2111A 26/10 583.88 484.20 -17.07
11665 HS-CGSH@EC2110A 25/10 78.88 65.00 -17.60
13242 VTCLIFE@EC2111A 26/10 17.38 14.20 -18.30
17014 JPCLIFE@EC2110A 25/10 17.47 14.20 -18.72
28379 JPTENCT@EC2110C 25/10 622.00 505.00 -18.81
21189 HTXIAMI@EC2110A 25/10 28.00 22.55 -19.46
21597 SGXIAMI@EC2111E 26/10 28.00 22.55 -19.46
18685 JPCPAIR@EC2110A 25/10 8.88 7.14 -19.59
16955 JPXIAMI@EC2110B 25/10 28.05 22.55 -19.61
23877 JP-BAIC@EC2110A 25/10 3.58 2.87 -19.83
16378 CS-BAIC@EC2110A 25/10 3.59 2.87 -20.06
21838 JP-CGS @EC2110A 25/10 5.65 4.49 -20.53
11412 HS-NTES@EC2111A 26/10 203.88 162.00 -20.54
21927 JP-CGSH@EC2110A 25/10 81.81 65.00 -20.55
22130 SG-ACMT@EC2110B 25/10 52.50 41.50 -20.95
27117 CSNDPHL@EC2110B 25/10 12.88 10.18 -20.96
16938 JPNDPHL@EC2110A 25/10 12.90 10.18 -21.09
20636 HT-AIA @EC2110B 25/10 115.28 90.95 -21.11
19643 HTHLAND@EC2110A 25/10 41.28 32.55 -21.15
25437 MSCPAIR@EC2111A 26/10 9.08 7.14 -21.37
27907 SG-CNBM@EC2110A 25/10 12.99 10.18 -21.63
22594 JP-AIA @EC2110B 25/10 116.16 90.95 -21.70
18124 CS-CGDN@EC2110A 25/10 10.18 7.91 -22.30
19778 CSHUAHO@EC2110A 25/10 51.88 40.05 -22.80
12196 SGKUASO@EC2110B 25/10 140.00 108.00 -22.86
21770 JP-SGC @EC2110A 25/10 25.92 19.82 -23.53
18378 BI-BILI@EC2110A 25/10 856.00 651.50 -23.89
21870 JP-CTIH@EC2110A 25/10 16.88 12.82 -24.05
22783 SG-CKH @EC2110A 25/10 69.69 52.90 -24.09
20279 HS-CKH @EC2110A 25/10 70.00 52.90 -24.43
14544 JP-CGDN@EC2110A 25/10 10.50 7.91 -24.67
24128 JP-CCB @EC2110A 25/10 7.20 5.42 -24.72
22095 HT-CSC @EC2110A 25/10 11.68 8.75 -25.09
17057 JPLENOV@EC2110A 25/10 10.99 8.22 -25.20
22801 SG-SMIC@EC2110A 25/10 30.88 22.85 -26.00
22723 UB-SMIC@EC2111A 26/10 30.93 22.85 -26.12
28391 CS-CLIT@EC2110A 25/10 80.00 58.75 -26.56
20310 JP-CPIC@EC2110A 25/10 34.34 25.15 -26.76
22143 SG-CPIC@EC2110A 25/10 34.34 25.15 -26.76
21866 JPANTAS@EC2110A 25/10 176.76 129.30 -26.85
11668 HSCMOLY@EC2111B 26/10 7.38 5.38 -27.10
17027 HTALIBA@EC2110A 25/10 239.08 174.00 -27.22
22149 SG-NCI @EC2110A 25/10 33.88 24.55 -27.54
26576 JPALIBA@EC2110B 25/10 240.20 174.00 -27.56
17478 HSCNOOC@EC2111B 26/10 11.98 8.66 -27.71
23169 JPSHPHA@EC2110A 25/10 20.20 14.56 -27.92
14545 JPMTUAN@EC2110D 25/10 400.20 286.80 -28.34
16569 HTMTUAN@EC2110C 25/10 400.20 286.80 -28.34
27858 JP-LUYE@EC2110A 25/10 5.35 3.82 -28.60
18108 CSZHJIN@EC2110A 25/10 8.00 5.70 -28.75
19142 JP-ALS @EC2110A 25/10 41.41 29.45 -28.88
25967 VTPINAN@EC2111A 26/10 86.88 61.65 -29.04
15222 CSPINAN@EC2111B 26/10 86.91 61.65 -29.06
15384 UBPINAN@EC2111A 26/10 86.91 61.65 -29.06
15853 GJPINAN@EC2111B 26/10 86.91 61.65 -29.06
25743 CSKSOFT@EC2110A 25/10 48.88 34.65 -29.11
17625 JP-BILI@EC2110A 25/10 920.50 651.50 -29.22
20922 HTTENCT@EC2110B 25/10 715.00 505.00 -29.37
13625 UBXINYI@EC2110A 25/10 31.93 22.55 -29.38
28246 JPTENCT@EC2110B 25/10 715.50 505.00 -29.42
20854 SG-ACMT@EC2110A 25/10 59.14 41.50 -29.83
22582 JP-ACMT@EC2110A 25/10 59.19 41.50 -29.89
21874 JPGDINV@EC2110A 25/10 14.14 9.85 -30.34
19181 JP-COVS@EC2110A 25/10 26.26 18.22 -30.62
11052 CSTENCT@EC2110B 25/10 728.88 505.00 -30.72
14257 VT-NTES@EC2111A 26/10 233.88 162.00 -30.73
19940 JPTENCT@EC2110A 25/10 729.33 505.00 -30.76
20941 BITENCT@EC2110A 25/10 729.38 505.00 -30.76
20855 SGBAIDU@EC2110A 25/10 248.88 172.20 -30.81
15018 JPJIANC@EC2110A 25/10 21.21 14.64 -30.98
25311 CTPINAN@EC2110C 25/10 90.93 61.65 -32.20
26684 UBPINAN@EC2110C 25/10 90.93 61.65 -32.20
27299 GJPINAN@EC2110B 25/10 90.93 61.65 -32.20
17570 HS-BILI@EC2111A 26/10 968.00 651.50 -32.70
20784 VT-ACMT@EC2111A 26/10 61.88 41.50 -32.93
14777 GJ-SGC @EC2110B 25/10 29.63 19.82 -33.11
21831 HSINBIO@EC2110A 25/10 113.88 76.00 -33.26
21906 HT-NWD @EC2110A 25/10 50.88 33.95 -33.27
27209 CSBYDEI@EC2110A 25/10 41.88 27.80 -33.62
21869 JPPINAN@EC2110A 25/10 94.94 61.65 -35.06
17134 JP-WPC @EC2110A 25/10 23.90 15.42 -35.48
20577 JPKINGB@EC2110A 25/10 55.23 35.05 -36.54
22524 HSLENOV@EC2110A 25/10 12.98 8.22 -36.67
29492 CS-MPSC@EC2110A 25/10 62.88 39.35 -37.42
11985 HT-MPSC@EC2110A 25/10 62.93 39.35 -37.47
15669 CSCMOLY@EC2110A 25/10 8.68 5.38 -38.02
13232 JPXIAMI@EC2110A 25/10 36.93 22.55 -38.94
27176 HSTENCT@EC2111A 26/10 828.00 505.00 -39.01
28139 CSTENCT@EC2110A 25/10 828.88 505.00 -39.07
24575 JP-CTWR@EC2110A 25/10 1.71 1.04 -39.18
29616 JPVANKE@EC2110A 25/10 35.35 21.45 -39.32
22262 HTSMORE@EC2110A 25/10 64.38 38.90 -39.58
12997 JP-JDHI@EC2111C 26/10 128.98 76.55 -40.65
14612 HT-JDHI@EC2111A 26/10 128.98 76.55 -40.65
14048 CSSUNRT@EC2110A 25/10 8.08 4.77 -40.97
21771 JPSUNRT@EC2110A 25/10 8.09 4.77 -41.04
22602 JPYUHUA@EC2110A 25/10 8.28 4.87 -41.18
19599 JPLENOV@EC2110B 25/10 14.14 8.22 -41.87
22842 JP-CGHL@EC2110A 25/10 33.33 19.26 -42.21
20575 JP-KBLH@EC2110B 25/10 22.22 12.78 -42.48
22850 VT-NCI @EC2111A 26/10 42.88 24.55 -42.75
22806 SG-ZAOL@EC2110A 25/10 55.55 31.50 -43.29
17092 CSNDPHL@EC2110C 25/10 18.18 10.18 -44.00
13217 JP-SBPH@EC2111A 26/10 10.66 5.95 -44.18
22831 VT-SBPH@EC2111A 26/10 10.68 5.95 -44.29
22600 JP-GEG @EC2110A 25/10 75.57 41.90 -44.55
14215 HT-GEG @EC2110A 25/10 75.62 41.90 -44.59
23405 JP-GTSG@EC2110A 25/10 15.51 8.52 -45.07
13756 SG-CUNI@EC2110A 25/10 7.47 4.06 -45.65
22847 JPASMPT@EC2110A 25/10 155.55 84.50 -45.68
22104 CS-CSC @EC2110A 25/10 16.18 8.75 -45.92
11897 UBKUASO@EC2110A 25/10 200.00 108.00 -46.00
22732 CS-SBPH@EC2110A 25/10 11.28 5.95 -47.25
13321 MS-ZAOL@EC2110A 25/10 59.98 31.50 -47.48
21170 JP-GOME@EC2110A 25/10 1.61 0.84 -47.83
23368 HT-HSPG@EC2110A 25/10 38.88 19.40 -50.10
14764 JPBAIDU@EC2111A 26/10 352.52 172.20 -51.15
14655 HSBAIDU@EC2111A 26/10 353.88 172.20 -51.34
11500 CSKSOFT@EC2110B 25/10 73.88 34.65 -53.10
12430 JP-IGG @EC2110A 25/10 16.20 7.55 -53.41
21432 JPKSOFT@EC2110B 25/10 74.74 34.65 -53.64
11661 HT-MYCG@EC2111A 26/10 63.88 29.55 -53.74
11640 CS-MYCG@EC2110A 25/10 68.00 29.55 -56.54
25175 JP-MGMC@EC2110A 25/10 13.13 5.60 -57.35
22311 JPXIABU@EC2110A 25/10 14.41 6.08 -57.81
14763 JPBAIDU@EC2110A 25/10 428.28 172.20 -59.79
26210 CSHDLIH@EC2110A 25/10 66.88 26.55 -60.30
13601 SGKUASO@EC2110C 25/10 288.00 108.00 -62.50
23549 JPKUASO@EC2110B 25/10 288.20 108.00 -62.53
23812 UBHDLIH@EC2110A 25/10 73.78 26.55 -64.01
28987 HTHDLIH@EC2110A 25/10 75.88 26.55 -65.01
23189 CSHDLIH@EC2110B 25/10 80.00 26.55 -66.81
29115 JPYEAKA@EC2110A 25/10 86.86 26.70 -69.26
21867 JP-KLTH@EC2110A 25/10 20.20 5.02 -75.15
23597 JPCENEV@EC2110A 25/10 75.75 4.00 -94.72
------------------------------------------------------------------------
Remarks: (+) = In-the-Money
(-) = Out-the_Money


Derivative Put Warrants to be expired
=====================================

Code Name Last Trading Strike Price Underlying In/Out-
Date ($) ($) the-Money(%)
------------------------------------------------------------------------
11753 JPTENCT@EP2110A 25/10 717.17 505.00 29.58
23172 JP-BILI@EP2110A 25/10 785.85 651.50 17.10
22307 JPBAIDU@EP2110A 25/10 189.89 172.20 9.32
22265 HTBAIDU@EP2110B 25/10 188.88 172.20 8.83
22019 JPCITBK@EP2110A 25/10 3.73 3.52 5.63
13850 JP-HSBC@EP2110A 25/10 47.17 46.70 1.00
21642 EATENCT@EP2110A 25/10 510.00 505.00 0.98
22255 HTBAIDU@EP2110A 25/10 162.88 172.20 -5.72
16580 HTMTUAN@EP2110B 25/10 268.68 286.80 -6.74
22315 JPFTA50@EP2110A 25/10 17.71 19.07 -7.68
23279 SGMTUAN@EP2110A 25/10 265.00 286.80 -8.23
11037 VTJDCOM@EP2111A 26/10 299.99 325.00 -8.34
23350 CT-AIA @EP2110A 25/10 83.88 90.95 -8.43
22400 JPBAIDU@EP2110B 25/10 158.58 172.20 -8.59
23593 JP-AIA @EP2110A 25/10 82.82 90.95 -9.82
13330 HS-HKEX@EP2110A 25/10 424.80 484.20 -13.98
13677 HT-HKEX@EP2110A 25/10 424.80 484.20 -13.98
22020 JP-PSBC@EP2110A 25/10 4.74 5.41 -14.14
27796 UBPETCH@EP2111A 26/10 2.67 3.95 -47.94
16728 CSGEELY@EP2110A 25/10 16.68 26.95 -61.57
17837 UBGEELY@EP2110A 25/10 16.58 26.95 -62.55
25767 CTGEELY@EP2110A 25/10 16.56 26.95 -62.74
28450 HTGEELY@EP2110A 25/10 16.56 26.95 -62.74
------------------------------------------------------------------------
Remarks: (+) = In-the-Money
(-) = Out-the_Money