Derivative Call Warrants to be expired
--------------------------------------

Code Name Last Trading Strike Price Underlying In/Out-
Date ($) ($) the-Money(%)
----------------------------------------------------------------------------
28458 VTZIJIN@EC2109A 17/09 7.00 11.74 67.71
24260 MS-BYD @EC2109B 16/09 175.98 258.40 46.83
28092 JPGANFE@EC2109A 17/09 114.14 156.10 36.76
19877 UB-BYD @EC2109E 16/09 191.20 258.40 35.15
24113 BI-BYD @EC2109B 16/09 191.20 258.40 35.15
13751 MSGANFE@EC2109B 15/09 119.98 156.10 30.11
19428 HS-BYD @EC2109B 16/09 204.18 258.40 26.56
18371 GS-BYD @EC2109A 16/09 204.24 258.40 26.52
19597 CS-BYD @EC2109B 16/09 204.24 258.40 26.52
21261 MBGEELY@EC2109C 15/09 21.88 26.40 20.66
14444 GSGANFE@EC2109A 17/09 131.38 156.10 18.82
15337 BIGANFE@EC2109A 17/09 131.41 156.10 18.79
14921 CS-BYD @EC2109E 17/09 219.08 258.40 17.95
19874 UB-BYD @EC2109D 17/09 219.08 258.40 17.95
20361 GS-BYD @EC2109C 17/09 219.08 258.40 17.95
23276 SG-BYD @EC2109A 17/09 219.08 258.40 17.95
21130 UBGEELY@EC2109D 15/09 23.05 26.40 14.53
14936 JP-BYD @EC2109D 16/09 234.08 258.40 10.39
15258 BI-BYD @EC2109C 16/09 234.08 258.40 10.39
15306 HT-BYD @EC2109C 16/09 234.08 258.40 10.39
15849 GJ-BYD @EC2109B 16/09 234.08 258.40 10.39
16392 UB-BYD @EC2109B 16/09 234.08 258.40 10.39
20034 GS-BYD @EC2109B 16/09 234.08 258.40 10.39
20154 CS-BYD @EC2109C 16/09 234.08 258.40 10.39
18289 VTCITSE@EC2109A 16/09 18.90 19.92 5.40
22175 CS-GWMC@EC2109A 16/09 30.93 32.50 5.08
22220 UB-GWMC@EC2109A 16/09 30.93 32.50 5.08
16461 UB-SUNY@EC2109C 17/09 219.08 226.80 3.52
13754 MS-SUNY@EC2109B 16/09 221.08 226.80 2.59
14315 GS-BOCL@EC2109B 17/09 2.76 2.81 1.81
20768 BIANTAS@EC2109A 17/09 158.10 156.50 -1.01
22217 UBGEELY@EC2109F 16/09 27.43 26.40 -3.76
22257 HTGEELY@EC2109B 16/09 27.43 26.40 -3.76
24563 GJ-HKEX@EC2109A 16/09 524.38 504.50 -3.79
20324 UB-HKEX@EC2109B 17/09 529.38 504.50 -4.70
22106 GS-HKEX@EC2109C 17/09 529.38 504.50 -4.70
11460 CSHUAHO@EC2109B 16/09 43.48 41.25 -5.13
20415 UBHUAHO@EC2109A 16/09 43.48 41.25 -5.13
23717 SGHUAHO@EC2109A 16/09 43.48 41.25 -5.13
26677 UB-CNBM@EC2109A 16/09 12.82 12.10 -5.62
13366 GS-AGBK@EC2109A 16/09 2.89 2.72 -5.88
13616 VTGEELY@EC2109A 16/09 28.05 26.40 -5.88
22317 GSGEELY@EC2109C 16/09 28.05 26.40 -5.88
21779 JPSPDRG@EC2109A 17/09 1408.08 1310.00 -6.97
19360 UBCP&CC@EC2109A 16/09 4.19 3.88 -7.40
24153 CSCP&CC@EC2109A 16/09 4.19 3.88 -7.40
24285 BICP&CC@EC2109B 16/09 4.19 3.88 -7.40
22215 UBGEELY@EC2109E 16/09 28.93 26.40 -8.75
22186 UBCNOOC@EC2109A 16/09 9.01 8.22 -8.77
16017 GS-SUNY@EC2109C 17/09 249.08 226.80 -8.94
12101 GJ-CMOB@EC2109C 17/09 53.93 48.65 -9.79
13652 UB-CMOB@EC2109C 17/09 53.93 48.65 -9.79
13347 MSGEELY@EC2109A 15/09 29.28 26.40 -9.84
16139 MSJIANC@EC2109A 16/09 18.79 16.90 -10.06
14311 CSCRAIL@EC2109A 16/09 4.88 4.31 -11.68
16127 BIGEELY@EC2109C 17/09 30.05 26.40 -12.15
18979 HT-DFMG@EC2109A 16/09 9.10 7.97 -12.42
22166 CS-GAC @EC2109A 16/09 9.29 8.11 -12.70
22491 VT-GAC @EC2109A 16/09 9.29 8.11 -12.70
21474 MSJDCOM@EC2109B 16/09 338.68 295.00 -12.90
19283 GS-AAC @EC2109B 16/09 46.05 40.10 -12.92
19726 MS-AAC @EC2109A 16/09 46.05 40.10 -12.92
18828 MS-NTES@EC2109A 17/09 147.98 128.80 -12.96
21302 CSJDCOM@EC2109C 16/09 339.08 295.00 -13.00
21399 GSJDCOM@EC2109B 16/09 339.08 295.00 -13.00
21570 JPJDCOM@EC2109B 16/09 339.08 295.00 -13.00
22568 GJJDCOM@EC2109B 16/09 339.08 295.00 -13.00
29670 UBJDCOM@EC2109D 16/09 339.08 295.00 -13.00
27501 CS-CRCC@EC2109A 16/09 6.29 5.46 -13.20
19589 CSXIAMI@EC2109C 16/09 26.93 23.20 -13.85
19907 UBXIAMI@EC2109C 16/09 26.93 23.20 -13.85
24008 BIXIAMI@EC2109B 16/09 26.93 23.20 -13.85
22428 BI-CMOB@EC2109B 16/09 56.93 48.65 -14.54
13275 GSCITSE@EC2109B 17/09 23.33 19.92 -14.62
13454 UBCITSE@EC2109A 17/09 23.33 19.92 -14.62
23935 UB-XYS @EC2109A 16/09 21.04 17.70 -15.87
12305 BI-WUXI@EC2109A 15/09 139.98 117.40 -16.13
12437 UB-WUXI@EC2109A 15/09 139.98 117.40 -16.13
12232 CS-CMB @EC2109A 17/09 78.93 65.80 -16.63
13634 CSJIANC@EC2109B 15/09 20.28 16.90 -16.67
20946 UBJDCOM@EC2109B 15/09 355.20 295.00 -16.95
13289 MSSDGLD@EC2109A 15/09 17.98 14.84 -17.46
13713 CSMEIDO@EC2109B 15/09 48.00 39.60 -17.50
21042 CSJDCOM@EC2109B 15/09 358.20 295.00 -17.64
19308 MS-ZAOL@EC2109A 16/09 40.63 33.40 -17.79
29400 MSNFSPR@EC2109B 16/09 46.13 37.85 -17.95
13418 SG-ZAOL@EC2109A 16/09 40.73 33.40 -18.00
20003 GS-ZAOL@EC2109A 16/09 40.73 33.40 -18.00
28611 CS-ZAOL@EC2109A 16/09 40.73 33.40 -18.00
28648 BI-ZAOL@EC2109A 16/09 40.73 33.40 -18.00
23499 GSJDCOM@EC2109D 16/09 360.20 295.00 -18.10
16797 CSNFSPR@EC2109D 16/09 46.23 37.85 -18.13
19396 HSJDCOM@EC2109B 16/09 360.56 295.00 -18.18
24293 MS-CCB @EC2109A 16/09 6.99 5.68 -18.74
13174 UB-CCB @EC2109A 16/09 7.01 5.68 -18.97
22865 CS-CCB @EC2109B 16/09 7.01 5.68 -18.97
23250 GS-CCB @EC2109A 16/09 7.01 5.68 -18.97
23307 BI-CCB @EC2109A 16/09 7.01 5.68 -18.97
15939 SGCPAIR@EC2109A 16/09 8.09 6.53 -19.28
27600 CS-BILI@EC2109B 15/09 749.38 601.00 -19.80
22999 GS-ACMT@EC2109A 16/09 58.05 46.55 -19.81
11917 BICITSE@EC2109A 16/09 25.05 19.92 -20.48
23561 JPAKESO@EC2109A 16/09 55.93 44.25 -20.88
14057 CS-CRBH@EC2109A 16/09 72.88 57.45 -21.17
12774 UBBAIDU@EC2109G 16/09 198.10 154.10 -22.21
26055 GJBAIDU@EC2109F 16/09 198.10 154.10 -22.21
22204 UB-CUNI@EC2109A 16/09 5.26 4.09 -22.24
11434 GJALIBA@EC2109C 17/09 198.10 154.00 -22.26
15511 GSXIAMI@EC2109E 16/09 29.93 23.20 -22.49
18826 UBCP&CC@EC2109B 16/09 5.09 3.88 -23.77
16469 UBJDCOM@EC2109A 15/09 389.08 295.00 -24.18
21041 CSJDCOM@EC2109A 15/09 389.08 295.00 -24.18
17622 GS-HSBC@EC2109B 15/09 52.93 40.10 -24.24
17867 UB-HSBC@EC2109B 15/09 52.93 40.10 -24.24
18673 CS-HSBC@EC2109B 16/09 53.05 40.10 -24.41
20229 MS-HSBC@EC2109D 16/09 53.05 40.10 -24.41
23647 GS-HSBC@EC2109D 16/09 53.05 40.10 -24.41
12156 GSBAIDU@EC2109C 16/09 203.98 154.10 -24.45
21227 GSJDCOM@EC2109A 16/09 391.08 295.00 -24.57
21366 UBJDCOM@EC2109C 16/09 391.08 295.00 -24.57
28055 UB-COSL@EC2109B 16/09 9.30 6.95 -25.27
22559 BI-ICBC@EC2109A 17/09 5.89 4.40 -25.30
22870 CS-ICBC@EC2109B 17/09 5.89 4.40 -25.30
22866 CS-CCB @EC2109C 15/09 7.61 5.68 -25.36
25203 GJBAIDU@EC2109E 16/09 208.20 154.10 -25.98
13069 CS-CCB @EC2109A 16/09 7.89 5.68 -28.01
13581 UB-CCB @EC2109B 16/09 7.89 5.68 -28.01
27672 CS-NTES@EC2109A 17/09 178.98 128.80 -28.04
22511 MS-HSBC@EC2109C 15/09 55.93 40.10 -28.30
11198 CSHEGAN@EC2109A 17/09 58.63 41.65 -28.96
14866 GJ-CMOB@EC2109A 16/09 68.93 48.65 -29.42
26639 UBBAIDU@EC2109F 16/09 219.08 154.10 -29.66
15031 GSMTUAN@EC2109G 16/09 333.53 234.00 -29.84
15628 CSMTUAN@EC2109F 16/09 333.53 234.00 -29.84
15821 UBMTUAN@EC2109G 16/09 333.53 234.00 -29.84
19075 MSALIBA@EC2109K 17/09 219.80 154.00 -29.94
15716 CS-ICBC@EC2109A 15/09 6.29 4.40 -30.05
17575 MS-ICBC@EC2109B 15/09 6.29 4.40 -30.05
19281 UB-ICBC@EC2109B 15/09 6.29 4.40 -30.05
22803 HT-ICBC@EC2109A 15/09 6.29 4.40 -30.05
11491 UBALIBA@EC2109K 17/09 220.20 154.00 -30.06
29035 GSALIBA@EC2109K 17/09 220.20 154.00 -30.06
24960 BIBAIDU@EC2109B 16/09 220.40 154.10 -30.08
25196 HSBAIDU@EC2109D 16/09 220.38 154.10 -30.08
20745 UBTENCT@EC2109C 16/09 660.50 453.40 -31.36
26834 GSTENCT@EC2109F 16/09 660.50 453.40 -31.36
14550 GS-HSBC@EC2109A 16/09 58.55 40.10 -31.51
18347 MS-HSBC@EC2109B 16/09 58.55 40.10 -31.51
20418 CS-HSBC@EC2109A 16/09 58.55 40.10 -31.51
21053 UB-HSBC@EC2109A 16/09 58.55 40.10 -31.51
26008 GJ-HSBC@EC2109A 16/09 58.55 40.10 -31.51
26965 JP-HSBC@EC2109B 16/09 58.55 40.10 -31.51
23145 MSBUDWS@EC2109A 15/09 26.83 18.34 -31.64
12329 SGBUDWS@EC2109A 15/09 26.93 18.34 -31.90
18070 HTBUDWS@EC2109A 15/09 26.93 18.34 -31.90
23773 GSBUDWS@EC2109A 15/09 26.93 18.34 -31.90
24116 CSBUDWS@EC2109A 15/09 26.93 18.34 -31.90
13767 JP-ZHY @EC2109A 15/09 10.49 7.13 -32.03
12813 HT-SBPH@EC2109A 16/09 9.49 6.43 -32.24
19298 UB-SBPH@EC2109A 16/09 9.49 6.43 -32.24
19423 MS-SBPH@EC2109A 16/09 9.49 6.43 -32.24
24650 JP-SBPH@EC2109A 16/09 9.49 6.43 -32.24
13808 HT-COSL@EC2109A 15/09 10.28 6.95 -32.39
12414 UBALIBA@EC2109L 16/09 228.48 154.00 -32.60
14280 GSALIBA@EC2109M 16/09 228.48 154.00 -32.60
29308 BIALIBA@EC2109E 16/09 228.48 154.00 -32.60
17763 UBZIJIN@EC2109A 16/09 17.52 11.74 -32.99
14263 UB-ZHY @EC2109A 16/09 10.88 7.13 -34.47
14023 JP-CMS @EC2109B 16/09 22.22 14.54 -34.56
14656 CSBAIDU@EC2109A 16/09 238.00 154.10 -35.25
21285 CSTENCT@EC2109B 16/09 700.50 453.40 -35.27
18514 GJBAIDU@EC2109D 17/09 238.20 154.10 -35.31
14401 SGBAIDU@EC2109A 16/09 238.88 154.10 -35.49
13681 CSYONDA@EC2109C 15/09 18.00 11.32 -37.11
13687 CS-CPIC@EC2109A 15/09 37.38 23.45 -37.27
14060 CS-CMS @EC2109A 16/09 23.28 14.54 -37.54
12169 UB-CMS @EC2109A 16/09 23.33 14.54 -37.68
19758 GSALIBA@EC2109J 15/09 250.20 154.00 -38.45
19968 CSALIBA@EC2109G 15/09 250.20 154.00 -38.45
20136 UBALIBA@EC2109J 15/09 250.20 154.00 -38.45
14755 JPBAIDU@EC2109D 16/09 252.52 154.10 -38.98
29126 HT-MYCG@EC2109A 16/09 41.93 25.45 -39.30
22709 VTLENOV@EC2109B 16/09 13.39 8.00 -40.25
25996 UBLENOV@EC2109B 16/09 13.39 8.00 -40.25
14730 MSBAIDU@EC2109B 16/09 258.58 154.10 -40.41
18498 BISMORE@EC2109A 17/09 58.93 34.95 -40.69
14595 MBBAIDU@EC2109A 16/09 268.00 154.10 -42.50
14657 CSBAIDU@EC2109B 16/09 268.00 154.10 -42.50
14794 VTBAIDU@EC2109B 16/09 268.00 154.10 -42.50
28406 MS-CTWR@EC2109A 15/09 1.81 1.04 -42.54
14410 SGBAIDU@EC2109B 16/09 268.88 154.10 -42.69
14860 GJBAIDU@EC2109B 17/09 269.88 154.10 -42.90
19963 CSPINAN@EC2109A 16/09 101.11 56.70 -43.92
20099 UBPINAN@EC2109B 16/09 101.11 56.70 -43.92
11034 UBTENCT@EC2109A 16/09 809.38 453.40 -43.98
11654 SGTENCT@EC2109B 16/09 809.38 453.40 -43.98
14324 HSTENCT@EC2109A 16/09 809.38 453.40 -43.98
16482 GSTENCT@EC2109A 16/09 809.38 453.40 -43.98
14760 JPBAIDU@EC2109E 16/09 277.77 154.10 -44.52
14654 HSBAIDU@EC2109B 16/09 280.00 154.10 -44.96
11229 UB-PAHT@EC2109A 15/09 99.03 53.20 -46.28
23885 CS-PAHT@EC2109B 15/09 99.03 53.20 -46.28
24239 GS-PAHT@EC2109D 15/09 99.03 53.20 -46.28
15978 SG-NTES@EC2109A 16/09 240.10 128.80 -46.36
16957 MS-NTES@EC2109B 16/09 240.20 128.80 -46.38
14423 SGBAIDU@EC2109C 16/09 288.88 154.10 -46.66
11561 BIALIBA@EC2109A 17/09 289.20 154.00 -46.75
12409 HTALIBA@EC2109A 17/09 289.20 154.00 -46.75
15680 CSALIBA@EC2109A 17/09 289.20 154.00 -46.75
15953 GSALIBA@EC2109B 17/09 289.20 154.00 -46.75
27862 UBALIBA@EC2109A 17/09 289.20 154.00 -46.75
15022 CSBAIDU@EC2109E 17/09 291.88 154.10 -47.20
22157 HSCSHST@EC2109A 16/09 12.10 6.26 -48.31
14625 MBBAIDU@EC2109C 16/09 299.88 154.10 -48.61
14677 GJBAIDU@EC2109A 16/09 299.88 154.10 -48.61
16132 GSTENCT@EC2109C 17/09 886.38 453.40 -48.85
14736 JPBAIDU@EC2109A 16/09 302.02 154.10 -48.98
14629 HSBAIDU@EC2109A 16/09 303.88 154.10 -49.29
14662 CSBAIDU@EC2109C 16/09 308.00 154.10 -49.97
14426 SGBAIDU@EC2109D 16/09 308.88 154.10 -50.11
12141 GSKUASO@EC2109A 16/09 188.00 93.10 -50.48
15597 GSSMORE@EC2109B 16/09 70.93 34.95 -50.73
21332 HTSMORE@EC2109A 16/09 70.93 34.95 -50.73
25174 UBSMORE@EC2109A 16/09 70.93 34.95 -50.73
20430 GJPINAN@EC2109A 17/09 116.68 56.70 -51.41
22416 BI-PAHT@EC2109C 16/09 110.98 53.20 -52.06
22504 GS-PAHT@EC2109C 16/09 110.98 53.20 -52.06
14861 GJBAIDU@EC2109C 17/09 326.88 154.10 -52.86
14753 JPBAIDU@EC2109C 16/09 327.27 154.10 -52.91
14708 MSBAIDU@EC2109A 16/09 328.28 154.10 -53.06
14435 SGBAIDU@EC2109E 16/09 328.88 154.10 -53.14
14620 MBBAIDU@EC2109B 16/09 331.50 154.10 -53.51
14666 CSBAIDU@EC2109D 16/09 332.38 154.10 -53.64
20670 GS-PAHT@EC2109B 16/09 115.98 53.20 -54.13
22389 GJ-PAHT@EC2109A 16/09 115.98 53.20 -54.13
11196 CSSANDS@EC2109A 16/09 37.05 16.84 -54.55
11499 UBSANDS@EC2109A 16/09 37.05 16.84 -54.55
15005 CSJOYCO@EC2109A 17/09 5.00 2.27 -54.60
17670 UBNFSPR@EC2109A 16/09 83.38 37.85 -54.61
11845 MSBYDEI@EC2109A 16/09 69.00 31.30 -54.64
12458 HTBYDEI@EC2109A 16/09 69.04 31.30 -54.66
23239 VT-SJM @EC2109B 15/09 12.23 5.35 -56.26
23441 UB-SJM @EC2109A 15/09 12.24 5.35 -56.29
14999 CSALIHI@EC2109B 17/09 26.28 11.22 -57.31
25120 UBSUNAC@EC2109A 16/09 36.36 15.46 -57.48
14745 JPBAIDU@EC2109B 16/09 390.39 154.10 -60.53
19554 VT-SJM @EC2109A 17/09 13.68 5.35 -60.89
12980 UBALIHI@EC2109A 16/09 30.35 11.22 -63.03
15681 CSALIBA@EC2109C 16/09 420.20 154.00 -63.35
15785 UBALIBA@EC2109B 16/09 420.20 154.00 -63.35
15737 MSALIBA@EC2109A 16/09 428.48 154.00 -64.06
17074 GSALIBA@EC2109C 16/09 428.48 154.00 -64.06
15015 CS-KLTH@EC2109A 17/09 22.28 4.57 -79.49
22751 BIEVERG@EC2109A 16/09 17.73 2.81 -84.15
---------------------------------------------------------------------------
Remarks: (+) = In-the-Money
(-) = Out-the_Money


Derivative Put Warrants to be expired
-------------------------------------

Code Name Last Trading Strike Price Underlying In/Out-
Date ($) ($) the-Money(%)
----------------------------------------------------------------------------
11031 CSALIBA@EP2109A 16/09 188.78 154.00 18.42
15430 UBALIBA@EP2109A 16/09 188.78 154.00 18.42
20143 HTALIBA@EP2109A 16/09 188.78 154.00 18.42
29028 MSALIBA@EP2109A 16/09 188.78 154.00 18.42
20715 JP-HSBC@EP2109A 17/09 44.44 40.10 9.77
23523 SG-HSBC@EP2109A 15/09 42.00 40.10 4.52
13023 GS-HSBC@EP2109A 15/09 41.95 40.10 4.41
23909 CS-HSBC@EP2109A 15/09 41.95 40.10 4.41
24566 GJ-HSBC@EP2109B 15/09 41.95 40.10 4.41
22163 CS-CCB @EP2109A 15/09 5.87 5.68 3.24
11227 UBXIAMI@EP2109B 16/09 23.95 23.20 3.13
13131 GJXIAMI@EP2109B 16/09 23.95 23.20 3.13
20278 JP-NTES@EP2109A 17/09 125.25 128.80 -2.83
23299 BIJDCOM@EP2109A 16/09 278.68 295.00 -5.86
22433 UB-HSBC@EP2109A 15/09 37.83 40.10 -6.00
14025 CSJDCOM@EP2109A 16/09 275.88 295.00 -6.93
14171 MSJDCOM@EP2109B 17/09 270.00 295.00 -9.26
14037 GSJDCOM@EP2109A 16/09 261.80 295.00 -12.68
21356 UBJDCOM@EP2109B 16/09 261.80 295.00 -12.68
14644 MSGEELY@EP2109B 15/09 21.95 26.40 -20.27
14056 CSGEELY@EP2109B 16/09 21.88 26.40 -20.66
16202 GSGEELY@EP2109C 17/09 21.83 26.40 -20.93
18286 VTXIAMI@EP2109A 16/09 18.53 23.20 -25.20
11129 GS-HKEX@EP2109A 15/09 399.80 504.50 -26.19
20156 CS-HKEX@EP2109A 15/09 399.80 504.50 -26.19
20327 UB-HKEX@EP2109A 15/09 399.80 504.50 -26.19
20222 GSGEELY@EP2109A 16/09 17.48 26.40 -51.03
21776 UBGEELY@EP2109B 15/09 17.48 26.40 -51.03
24589 GJGEELY@EP2109B 16/09 17.48 26.40 -51.03
14055 CS-BYD @EP2109A 16/09 170.88 258.40 -51.22
22980 UB-BYD @EP2109B 15/09 160.70 258.40 -60.80
12162 MS-AIA @EP2109A 16/09 55.50 90.00 -62.16
12351 VT-AIA @EP2109A 16/09 55.50 90.00 -62.16
25693 CS-AIA @EP2109A 16/09 55.50 90.00 -62.16
14972 HS-BYD @EP2109A 15/09 149.90 258.40 -72.38
20218 GS-BYD @EP2109A 15/09 149.90 258.40 -72.38
20323 UB-BYD @EP2109A 15/09 149.90 258.40 -72.38
---------------------------------------------------------------------------
Remarks: (+) = In-the-Money
(-) = Out-the_Money