Derivative Call Warrants to be expired
--------------------------------------

Code Name Last Trading Strike Price Underlying In/Out-
Date ($) ($) the-Money(%)
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24504 MBRAZER@EC2012A 10/12 1.18 2.68 127.12
24507 MB-KBLH@EC2012A 10/12 5.69 11.92 109.60
12707 MBHUAHO@EC2012A 10/12 21.88 43.00 96.53
22972 HSXIAMI@EC2012C 07/12 13.52 25.35 87.50
11439 UBXIAMI@EC2012C 07/12 13.54 25.35 87.22
22989 CSXIAMI@EC2012D 07/12 13.54 25.35 87.22
23338 SGXIAMI@EC2012C 07/12 13.54 25.35 87.22
14561 CSJDCOM@EC2012A 11/12 215.00 339.40 57.86
22013 MSGEELY@EC2012A 09/12 13.38 21.05 57.32
22973 MBTBREW@EC2012A 10/12 49.88 78.20 56.78
14612 SGJDCOM@EC2012A 11/12 226.18 339.40 50.06
14543 JPJDCOM@EC2012A 11/12 226.26 339.40 50.00
14564 CSJDCOM@EC2012B 11/12 226.99 339.40 49.52
21695 MBFOPHA@EC2012A 10/12 23.88 35.25 47.61
14617 SGJDCOM@EC2012B 11/12 236.18 339.40 43.70
13409 BIMTUAN@EC2012F 04/12 200.88 288.60 43.67
13623 GSMTUAN@EC2012G 07/12 200.98 288.60 43.60
14545 JPJDCOM@EC2012B 11/12 237.37 339.40 42.98
28258 MB-GCL @EC2012A 10/12 0.63 0.90 42.86
13548 UBMTUAN@EC2012F 04/12 202.88 288.60 42.25
13563 HTMTUAN@EC2012F 11/12 202.88 288.60 42.25
13585 CSMTUAN@EC2012I 04/12 202.88 288.60 42.25
15366 CTJDCOM@EC2012D 07/12 239.08 339.40 41.96
14569 CSJDCOM@EC2012C 11/12 240.99 339.40 40.84
14622 SGJDCOM@EC2012C 11/12 246.18 339.40 37.87
13381 MBMTUAN@EC2012E 07/12 210.88 288.60 36.86
14546 JPJDCOM@EC2012C 11/12 248.48 339.40 36.59
15190 CTJDCOM@EC2012C 04/12 248.68 339.40 36.48
14570 CSJDCOM@EC2012D 11/12 250.99 339.40 35.22
23672 MBNTRAG@EC2012A 07/12 6.28 8.37 33.28
14636 HSJDCOM@EC2012A 11/12 255.88 339.40 32.64
14623 SGJDCOM@EC2012D 11/12 256.18 339.40 32.48
14628 SGJDCOM@EC2012E 11/12 270.18 339.40 25.62
15182 CTJDCOM@EC2012B 04/12 270.18 339.40 25.62
21590 MB-TTI @EC2012A 10/12 76.88 96.55 25.59
13822 MS-NTES@EC2012D 08/12 110.00 137.80 25.27
17079 JPMTUAN@EC2012H 10/12 234.04 288.60 23.31
13580 CS-CPIC@EC2012A 04/12 25.28 30.75 21.64
13724 EA-NTES@EC2012C 07/12 113.80 137.80 21.09
26402 MSCITSE@EC2012A 10/12 14.80 17.88 20.81
25029 MSCLIFE@EC2012C 09/12 14.98 17.78 18.69
14631 SGJDCOM@EC2012F 11/12 286.18 339.40 18.60
17540 HTJDCOM@EC2012B 04/12 286.38 339.40 18.51
11227 MBHDLIH@EC2012A 10/12 46.88 55.40 18.17
26498 HS-GEG @EC2012B 09/12 52.63 62.10 17.99
14399 CS-MNIU@EC2012A 10/12 36.88 43.15 17.00
13582 CSTBREW@EC2012A 04/12 66.88 78.20 16.93
14552 JPJDCOM@EC2012E 11/12 293.93 339.40 15.47
27615 UB-SMIC@EC2012B 08/12 18.20 21.00 15.38
14520 VTJDCOM@EC2012A 11/12 296.18 339.40 14.59
17419 UBJDCOM@EC2012B 07/12 300.20 339.40 13.06
13558 JP-CRBH@EC2012A 07/12 57.57 63.65 10.56
14403 CS-HKEX@EC2012D 10/12 355.88 392.00 10.15
14579 CSJDCOM@EC2012G 11/12 308.88 339.40 9.88
16843 JPJDCOM@EC2012I 04/12 309.03 339.40 9.83
13878 GS-HKEX@EC2012C 08/12 358.00 392.00 9.50
14633 SGJDCOM@EC2012G 11/12 310.18 339.40 9.42
17539 HTJDCOM@EC2012A 04/12 310.38 339.40 9.35
17027 CTJDCOM@EC2012E 07/12 310.88 339.40 9.17
18668 MB-SBPH@EC2012A 10/12 6.17 6.69 8.45
27551 MB-CGS @EC2012A 10/12 4.68 5.05 7.91
12414 HT-LINK@EC2012A 07/12 65.88 70.80 7.47
13669 MS-NTES@EC2012A 07/12 128.80 137.80 6.99
13901 SG-NTES@EC2012E 07/12 128.99 137.80 6.83
12364 CS-LINK@EC2012B 07/12 67.18 70.80 5.39
12935 SG-LINK@EC2012A 07/12 67.50 70.80 4.89
25676 MBXJGST@EC2012A 10/12 12.13 12.60 3.84
16356 CS-AIA @EC2012B 08/12 86.93 89.00 2.38
13586 MB-NTES@EC2012A 07/12 135.88 137.80 1.41
13912 SG-NTES@EC2012F 07/12 135.99 137.80 1.33
25395 HTALIHI@EC2012A 10/12 22.30 22.55 1.12
13632 HT-NTES@EC2012A 04/12 136.88 137.80 0.67
13715 EA-NTES@EC2012A 07/12 138.00 137.80 -0.14
13605 GS-NTES@EC2012B 07/12 138.80 137.80 -0.72
13690 MS-NTES@EC2012B 07/12 138.80 137.80 -0.72
13643 SG-NTES@EC2012A 04/12 139.99 137.80 -1.56
13893 VT-NTES@EC2012A 07/12 142.99 137.80 -3.63
13576 CSCP&CC@EC2012A 04/12 3.68 3.54 -3.91
13882 GS-NTES@EC2012C 08/12 143.88 137.80 -4.23
23753 MBTINGY@EC2012A 10/12 14.50 13.66 -5.81
14922 BICP&CC@EC2012A 07/12 3.79 3.54 -6.62
19682 UBCP&CC@EC2012A 07/12 3.79 3.54 -6.62
23029 GSCP&CC@EC2012A 07/12 3.79 3.54 -6.62
13604 GS-NTES@EC2012A 07/12 148.80 137.80 -7.39
13694 MS-NTES@EC2012C 07/12 148.80 137.80 -7.39
13583 CSBUDWS@EC2012B 04/12 29.29 27.05 -7.65
14027 MB-ZAOL@EC2012A 10/12 38.88 35.80 -7.92
11441 VT-SMIC@EC2012A 07/12 22.88 21.00 -8.22
13641 HT-NTES@EC2012B 04/12 150.88 137.80 -8.67
14001 CS-LINK@EC2012C 08/12 78.28 70.80 -9.56
13723 EA-NTES@EC2012B 07/12 152.80 137.80 -9.82
29453 MS-PAHT@EC2012A 04/12 102.88 92.70 -9.90
13843 CSSANDS@EC2012A 07/12 38.88 34.70 -10.75
23353 MBMELCO@EC2012A 08/12 18.88 15.90 -15.78
16328 JP-CCB @EC2012A 08/12 7.29 6.09 -16.46
16353 CS-CCB @EC2012A 08/12 7.29 6.09 -16.46
13602 MB-NTES@EC2012B 07/12 165.88 137.80 -16.93
12837 MBSDGLD@EC2012A 10/12 22.06 18.18 -17.58
15003 BI-SMIC@EC2012B 08/12 25.55 21.00 -17.81
15107 SG-SMIC@EC2012C 08/12 25.55 21.00 -17.81
23961 MBZCRRC@EC2012A 10/12 31.88 26.00 -18.44
14395 CS-SDWG@EC2012A 10/12 19.38 14.86 -23.32
15062 HT-SDWG@EC2012A 04/12 19.40 14.86 -23.40
13652 SG-NTES@EC2012B 04/12 179.99 137.80 -23.44
16697 MS-CCB @EC2012B 07/12 7.99 6.09 -23.78
13835 CS-GTSG@EC2012A 07/12 12.28 9.13 -25.65
15866 MS-ZTE @EC2012C 07/12 26.90 19.82 -26.32
20121 HT-ZTE @EC2012B 07/12 26.90 19.82 -26.32
13895 VT-NTES@EC2012B 07/12 189.99 137.80 -27.47
13812 HT-NTES@EC2012C 07/12 190.88 137.80 -27.81
24758 SG-ZAOL@EC2012A 07/12 50.00 35.80 -28.40
24702 JP-ZAOL@EC2012A 07/12 50.05 35.80 -28.47
24971 UB-ZAOL@EC2012A 07/12 50.05 35.80 -28.47
24986 GS-ZAOL@EC2012A 07/12 50.05 35.80 -28.47
26902 HT-ALS @EC2012A 09/12 46.93 32.50 -30.75
13656 SG-NTES@EC2012C 04/12 199.99 137.80 -31.10
14168 MS-NTES@EC2012E 10/12 200.88 137.80 -31.40
13568 HT-BAIC@EC2012A 04/12 4.50 2.77 -38.44
16591 CTSUNAC@EC2012A 10/12 49.31 28.80 -41.59
15936 HTSUNAC@EC2012A 11/12 49.36 28.80 -41.65
23070 MS-CTWR@EC2012A 09/12 2.10 1.22 -41.90
15661 JP-SBPH@EC2012A 11/12 11.85 6.69 -43.53
22124 JP-CUNI@EC2012A 11/12 8.18 4.57 -44.13
19714 GS-CUNI@EC2012A 11/12 8.19 4.57 -44.20
23747 BI-CUNI@EC2012A 11/12 8.19 4.57 -44.20
16374 MB-LUYE@EC2012A 10/12 8.68 4.65 -46.43
22571 MB-ZTE @EC2012A 07/12 38.18 19.82 -48.09
11580 MB-POLY@EC2012A 10/12 4.56 2.36 -48.25
22499 MBEBENV@EC2012A 10/12 9.68 4.40 -54.55
12216 MBMEITU@EC2012A 10/12 7.88 1.48 -81.22
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Remarks: (+) = In-the-Money
(-) = Out-the_Money


Derivative Put Warrants to be expired
-------------------------------------

Code Name Last Trading Strike Price Underlying In/Out-
Date ($) ($) the-Money(%)
----------------------------------------------------------------------------
13996 CS-SBPH@EP2012A 08/12 7.92 6.69 15.53
25690 MS-SMIC@EP2012A 10/12 19.36 21.00 -8.47
13842 CS-HSBK@EP2012A 07/12 124.88 136.30 -9.14
16518 JPALIBA@EP2012B 10/12 220.20 264.00 -19.89
16856 CSALIBA@EP2012C 10/12 219.90 264.00 -20.05
29057 UBSANDS@EP2012A 08/12 28.88 34.70 -20.15
24372 MS-GEG @EP2012A 04/12 50.88 62.10 -22.05
13786 JP-GEG @EP2012A 07/12 46.46 62.10 -33.66
14162 MS-HKEX@EP2012D 10/12 290.00 392.00 -35.17
14190 CS-HKEX@EP2012B 09/12 285.88 392.00 -37.12
13997 CS-GEG @EP2012B 08/12 45.00 62.10 -38.00
14303 UB-HKEX@EP2012B 10/12 282.88 392.00 -38.57
12366 CS-LINK@EP2012A 07/12 50.00 70.80 -41.60
11689 CSALIBA@EP2012A 08/12 180.70 264.00 -46.10
12176 UBALIBA@EP2012A 08/12 180.70 264.00 -46.10
13263 SGALIBA@EP2012A 08/12 180.70 264.00 -46.10
14493 JPMTUAN@EP2012G 11/12 166.66 288.60 -73.17
15165 HTMTUAN@EP2012A 04/12 166.56 288.60 -73.27
15673 GSMTUAN@EP2012F 04/12 166.56 288.60 -73.27
15707 BIMTUAN@EP2012D 07/12 165.78 288.60 -74.09
15879 UBMTUAN@EP2012F 07/12 165.78 288.60 -74.09
13613 GSMTUAN@EP2012D 07/12 158.00 288.60 -82.66
13541 UBMTUAN@EP2012D 04/12 155.00 288.60 -86.19
24195 MSTENCT@EP2012A 11/12 299.80 588.50 -96.30
25804 MSXIAMI@EP2012A 08/12 11.18 25.35 -126.74
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Remarks: (+) = In-the-Money
(-) = Out-the_Money