Derivative Call Warrants to be expired
--------------------------------------
Code Name Last Trading Strike Price Underlying In/Out-
Date ($) ($) the-Money(%)
----------------------------------------------------------------------------
19685 BI-SUNY@EC1911A 20/11 78.93 124.40 57.61
19353 CS-CSPC@EC1911B 20/11 13.90 21.10 51.80
19488 SG-CSPC@EC1911B 20/11 13.90 21.10 51.80
20367 GS-CSPC@EC1911A 20/11 13.90 21.10 51.80
19088 GSMTUAN@EC1911A 18/11 64.93 93.75 44.39
12928 UBCSA50@EC1911A 15/11 13.30 15.18 14.14
24625 HSCSA50@EC1911A 15/11 13.30 15.18 14.14
25043 GSCSA50@EC1911A 15/11 13.30 15.18 14.14
17800 SG-CSPC@EC1911A 18/11 18.90 21.10 11.64
18909 GSGEELY@EC1911D 20/11 13.20 14.62 10.76
19129 UBGEELY@EC1911C 20/11 13.20 14.62 10.76
19228 CSGEELY@EC1911C 20/11 13.20 14.62 10.76
19106 SGBYDEI@EC1911A 19/11 12.88 14.24 10.56
14783 JP-BRIC@EC1911A 18/11 7.51 8.27 10.06
12347 UBCLIFE@EC1911A 18/11 18.90 20.55 8.73
13482 JPCLIFE@EC1911A 18/11 18.90 20.55 8.73
13578 CSCLIFE@EC1911A 18/11 18.90 20.55 8.73
13888 BICLIFE@EC1911A 18/11 18.90 20.55 8.73
14454 HSCLIFE@EC1911A 18/11 18.90 20.55 8.73
14833 GSCLIFE@EC1911A 18/11 18.90 20.55 8.73
19423 CS-AAC @EC1911A 18/11 46.93 50.30 7.18
19684 BI-AAC @EC1911A 18/11 46.93 50.30 7.18
19060 UB-WHG @EC1911C 14/11 7.89 8.39 6.34
17073 CSPINAN@EC1911C 20/11 85.90 91.15 6.11
17111 GS-HKEX@EC1911B 20/11 235.20 242.00 2.89
19216 UB-GEG @EC1911A 21/11 51.58 52.80 2.37
20656 GSKSOFT@EC1911A 20/11 19.61 19.96 1.78
19386 UB-AAC @EC1911B 19/11 49.54 50.30 1.53
19410 GS-AAC @EC1911A 18/11 49.54 50.30 1.53
15629 GS-CNBM@EC1911A 20/11 6.89 6.98 1.31
15739 CS-CNBM@EC1911A 20/11 6.89 6.98 1.31
19688 SG-ZTE @EC1911A 19/11 22.07 22.10 0.14
22165 GS-ICBC@EC1911B 18/11 5.59 5.57 -0.36
22043 UBPINAN@EC1911B 20/11 91.93 91.15 -0.85
22167 GSPINAN@EC1911E 20/11 91.93 91.15 -0.85
19233 CSPICCG@EC1911A 21/11 3.28 3.23 -1.52
19086 CS-CMB @EC1911A 19/11 38.98 38.35 -1.62
19137 BI-GEG @EC1911B 21/11 53.88 52.80 -2.00
19912 BIGEELY@EC1911A 20/11 15.20 14.62 -3.82
20527 CSHDLIH@EC1911A 18/11 35.40 34.00 -3.95
18838 BI-CCB @EC1911A 15/11 6.48 6.18 -4.63
15702 GS-HKEX@EC1911A 20/11 255.20 242.00 -5.17
17192 CS-HKEX@EC1911A 20/11 255.20 242.00 -5.17
23154 BI-HKEX@EC1911A 20/11 255.20 242.00 -5.17
25873 UB-HKEX@EC1911A 20/11 255.20 242.00 -5.17
23809 CS-AIA @EC1911G 20/11 80.93 76.40 -5.60
23927 GS-AIA @EC1911H 21/11 80.93 76.40 -5.60
19332 JP-CCB @EC1911B 18/11 6.58 6.18 -6.08
19817 CSLENOV@EC1911A 20/11 6.01 5.62 -6.49
19910 BIPINAN@EC1911A 20/11 97.55 91.15 -6.56
20193 GSPINAN@EC1911B 20/11 97.55 91.15 -6.56
23851 SGPINAN@EC1911B 20/11 97.55 91.15 -6.56
18853 JP-GEG @EC1911A 14/11 56.56 52.80 -6.65
20161 GSCITBK@EC1911A 18/11 4.89 4.55 -6.95
19532 JP-CMBC@EC1911A 20/11 5.88 5.47 -6.97
18451 JPGEELY@EC1911C 20/11 15.81 14.62 -7.53
18432 MBTENCT@EC1911I 20/11 345.88 319.80 -7.54
18584 GSGEELY@EC1911B 20/11 15.82 14.62 -7.59
18676 CSGEELY@EC1911B 20/11 15.82 14.62 -7.59
19321 BITENCT@EC1911C 19/11 346.08 319.80 -7.59
20787 SGGEELY@EC1911B 20/11 15.82 14.62 -7.59
15017 UB-YZCM@EC1911A 21/11 7.35 6.74 -8.29
15137 CS-YZCM@EC1911A 21/11 7.35 6.74 -8.29
14828 CSFTA50@EC1911A 18/11 16.52 15.14 -8.35
16758 BIFTA50@EC1911A 18/11 16.52 15.14 -8.35
20138 VT-ICBC@EC1911B 20/11 6.09 5.57 -8.54
20246 GS-ICBC@EC1911A 20/11 6.09 5.57 -8.54
21055 CS-ICBC@EC1911A 20/11 6.09 5.57 -8.54
19752 CSTENCT@EC1911D 20/11 349.88 319.80 -8.60
19878 GSTENCT@EC1911E 20/11 350.20 319.80 -8.68
20198 UBTENCT@EC1911B 20/11 350.20 319.80 -8.68
24100 SGTENCT@EC1911E 21/11 350.20 319.80 -8.68
23812 JPPINAN@EC1911A 18/11 100.10 91.15 -8.94
16755 BICSA50@EC1911A 18/11 16.70 15.18 -9.10
17089 GSCSA50@EC1911B 18/11 16.70 15.18 -9.10
17499 VTCSA50@EC1911A 18/11 16.70 15.18 -9.10
20788 SGCSA50@EC1911C 18/11 16.70 15.18 -9.10
22174 CS-HSBC@EC1911C 20/11 63.93 57.90 -9.43
19254 SGSANDS@EC1911B 18/11 42.29 38.20 -9.67
19387 UBSANDS@EC1911A 19/11 42.29 38.20 -9.67
19436 BISANDS@EC1911A 18/11 42.29 38.20 -9.67
20611 GSSANDS@EC1911B 18/11 42.29 38.20 -9.67
18880 CS-AIA @EC1911B 14/11 84.98 76.40 -10.10
19548 GS-BOCL@EC1911B 18/11 3.52 3.16 -10.23
19683 BI-BOCL@EC1911B 18/11 3.52 3.16 -10.23
20781 GS-MNIU@EC1911A 20/11 32.93 29.30 -11.02
18618 BI-AIA @EC1911A 19/11 86.00 76.40 -11.16
11961 BI-CNBM@EC1911A 18/11 7.89 6.98 -11.53
22974 UB-CNBM@EC1911A 18/11 7.89 6.98 -11.53
20487 CS-CLIT@EC1911A 20/11 35.40 31.25 -11.72
20503 GS-CLIT@EC1911A 20/11 35.40 31.25 -11.72
21112 CSTRAHK@EC1911A 18/11 30.08 26.55 -11.74
19892 VT-AIA @EC1911B 18/11 86.90 76.40 -12.08
20976 CS-AIA @EC1911E 18/11 86.91 76.40 -12.09
21066 GS-AIA @EC1911F 18/11 86.91 76.40 -12.09
21760 UB-AIA @EC1911C 18/11 86.91 76.40 -12.09
19079 CS-ZAOL@EC1911A 19/11 27.08 23.65 -12.67
19523 SGKSOFT@EC1911A 20/11 22.93 19.96 -12.95
19722 UB-HSBC@EC1911A 18/11 66.71 57.90 -13.21
19813 CS-HSBC@EC1911B 18/11 66.71 57.90 -13.21
20195 GS-HSBC@EC1911C 18/11 66.71 57.90 -13.21
21295 SGCLIFE@EC1911C 20/11 23.93 20.55 -14.12
19077 CSCMOLY@EC1911B 19/11 2.90 2.47 -14.83
19170 CS-HUAP@EC1911B 20/11 4.35 3.66 -15.86
19288 CS-CKH @EC1911A 18/11 84.89 71.40 -15.89
19960 GS-CKH @EC1911A 18/11 84.89 71.40 -15.89
20100 SG-SGC @EC1911A 20/11 31.93 26.80 -16.07
21370 CSPINAN@EC1911D 18/11 108.98 91.15 -16.36
22012 GSPINAN@EC1911D 18/11 108.98 91.15 -16.36
19167 GS-CTWR@EC1911B 18/11 1.89 1.58 -16.40
20534 VTTENCT@EC1911F 20/11 384.20 319.80 -16.76
20583 CSTENCT@EC1911E 20/11 384.20 319.80 -16.76
20654 GSTENCT@EC1911G 20/11 384.20 319.80 -16.76
21689 SGTENCT@EC1911D 20/11 384.20 319.80 -16.76
11876 CSCLIFE@EC1911B 18/11 24.69 20.55 -16.77
26910 HTKINGD@EC1911A 19/11 9.88 8.18 -17.21
28390 SGKINGD@EC1911A 19/11 9.88 8.18 -17.21
20334 UBPINAN@EC1911A 20/11 110.15 91.15 -17.25
20502 GSPINAN@EC1911C 20/11 110.15 91.15 -17.25
20453 SGPINAN@EC1911A 20/11 110.20 91.15 -17.29
19036 GS-HSBC@EC1911B 18/11 70.05 57.90 -17.34
20048 SG-HSBC@EC1911A 18/11 70.05 57.90 -17.34
18765 BI-GEG @EC1911A 19/11 63.88 52.80 -17.35
20380 SG-CTIH@EC1911A 15/11 22.33 18.40 -17.60
19030 SGCMOLY@EC1911A 18/11 3.00 2.47 -17.67
19433 JPTENCT@EC1911F 18/11 388.88 319.80 -17.76
20041 GSTENCT@EC1911F 18/11 389.08 319.80 -17.81
20957 UBTENCT@EC1911C 18/11 389.08 319.80 -17.81
22129 BI-CTWR@EC1911D 18/11 1.93 1.58 -18.13
22780 CS-MTRC@EC1911A 18/11 52.57 42.60 -18.97
18886 SG-CMOB@EC1911A 18/11 75.62 61.20 -19.07
18910 GS-CMOB@EC1911A 18/11 75.62 61.20 -19.07
18916 BI-CMOB@EC1911A 18/11 75.62 61.20 -19.07
19527 UB-CMOB@EC1911A 18/11 75.62 61.20 -19.07
19751 CS-CMOB@EC1911B 18/11 75.62 61.20 -19.07
12945 HTAGILE@EC1911A 14/11 13.33 10.76 -19.28
19778 BIXIAMI@EC1911B 18/11 10.52 8.48 -19.39
20975 CSXIAMI@EC1911B 18/11 10.52 8.48 -19.39
20920 GS-CMOB@EC1911C 18/11 76.93 61.20 -20.45
20506 BIZIJIN@EC1911A 20/11 3.61 2.87 -20.50
19802 GSXIAMI@EC1911A 21/11 10.68 8.48 -20.60
19982 BIHLAND@EC1911A 18/11 46.60 36.95 -20.70
19262 JP-CTWR@EC1911D 18/11 2.00 1.58 -21.00
18431 MBTENCT@EC1911H 20/11 405.88 319.80 -21.21
22250 GS-CTWR@EC1911E 18/11 2.01 1.58 -21.39
16880 SGGEELY@EC1911A 18/11 18.60 14.62 -21.40
17088 GSGEELY@EC1911A 18/11 18.60 14.62 -21.40
17484 JPGEELY@EC1911B 18/11 18.60 14.62 -21.40
18869 JPXIAMI@EC1911A 14/11 10.88 8.48 -22.06
19480 HTXIAMI@EC1911A 14/11 10.88 8.48 -22.06
19810 CSXIAMI@EC1911A 20/11 10.90 8.48 -22.20
20003 BIEVERG@EC1911A 21/11 24.33 18.90 -22.32
20919 GSEVERG@EC1911A 21/11 24.33 18.90 -22.32
21488 BITENCT@EC1911E 20/11 412.20 319.80 -22.42
21894 GSTENCT@EC1911K 20/11 412.20 319.80 -22.42
20086 CS-CMOB@EC1911C 20/11 78.93 61.20 -22.46
16097 GSCNOOC@EC1911A 21/11 15.50 11.98 -22.71
21676 CS-AIA @EC1911F 20/11 98.93 76.40 -22.77
16403 HS-BOCL@EC1911A 19/11 4.11 3.16 -23.11
20017 GS-CKA @EC1911A 15/11 67.93 52.00 -23.45
21805 BI-CKA @EC1911A 15/11 67.93 52.00 -23.45
17839 BI-BOCL@EC1911A 18/11 4.13 3.16 -23.49
17882 JP-BOCL@EC1911A 18/11 4.13 3.16 -23.49
29456 UB-BOCL@EC1911A 18/11 4.13 3.16 -23.49
29522 SG-BOCL@EC1911A 18/11 4.13 3.16 -23.49
29575 GS-BOCL@EC1911A 18/11 4.13 3.16 -23.49
20688 BI-AIA @EC1911E 20/11 100.00 76.40 -23.60
20798 UB-AIA @EC1911B 20/11 100.05 76.40 -23.64
20106 UB-SHKP@EC1911A 21/11 141.51 108.00 -23.68
20589 CS-AIA @EC1911D 20/11 100.10 76.40 -23.68
20699 SG-AIA @EC1911C 20/11 100.10 76.40 -23.68
20706 GS-AIA @EC1911E 20/11 100.10 76.40 -23.68
17262 HTPINAN@EC1911A 14/11 120.00 91.15 -24.04
20873 GS-HKEX@EC1911E 20/11 320.20 242.00 -24.42
20473 UBZIJIN@EC1911A 20/11 3.81 2.87 -24.67
17374 VT-AAC @EC1911A 19/11 66.90 50.30 -24.81
18583 GSSANDS@EC1911A 18/11 50.93 38.20 -25.00
20520 CS-BYD @EC1911A 19/11 50.55 37.90 -25.02
19323 BIPETCH@EC1911B 18/11 4.99 3.72 -25.45
18937 JPEVERG@EC1911A 15/11 25.52 18.90 -25.94
19256 UBCP&CC@EC1911A 19/11 6.07 4.44 -26.85
19727 BICP&CC@EC1911A 18/11 6.07 4.44 -26.85
29480 VT-CMOB@EC1911A 19/11 83.88 61.20 -27.04
18954 GSTENCT@EC1911B 18/11 438.58 319.80 -27.08
18736 JP-CUNI@EC1911A 14/11 9.89 7.16 -27.60
19515 GS-BYD @EC1911A 18/11 52.93 37.90 -28.40
19994 BI-BYD @EC1911A 18/11 52.93 37.90 -28.40
18712 JPPETCH@EC1911A 18/11 5.20 3.72 -28.46
19009 UBPETCH@EC1911B 19/11 5.21 3.72 -28.60
19223 JPXIAMI@EC1911B 20/11 11.90 8.48 -28.74
14416 VTCNOOC@EC1911A 21/11 16.90 11.98 -29.11
18904 GSPETCH@EC1911A 18/11 5.29 3.72 -29.68
19215 UB-BYD @EC1911A 21/11 54.38 37.90 -30.31
20778 GS-BYD @EC1911B 14/11 54.43 37.90 -30.37
18317 BIPETCH@EC1911A 19/11 5.38 3.72 -30.86
21508 BI-CTWR@EC1911C 20/11 2.29 1.58 -31.00
21364 CS-CTWR@EC1911C 20/11 2.30 1.58 -31.30
21486 GS-CTWR@EC1911C 20/11 2.30 1.58 -31.30
18390 VT-SJM @EC1911A 19/11 12.60 8.22 -34.76
27364 UB-HTIS@EC1911A 19/11 3.50 2.23 -36.29
18784 BI-CTWR@EC1911B 18/11 2.51 1.58 -37.05
20522 CSZCRRC@EC1911A 18/11 47.52 28.55 -39.92
24821 UB-DATP@EC1911A 19/11 2.58 1.50 -41.86
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Remarks: (+) = In-the-Money
(-) = Out-the_Money
Derivative Put Warrants to be expired
-------------------------------------
Code Name Last Trading Strike Price Underlying In/Out-
Date ($) ($) the-Money(%)
----------------------------------------------------------------------------
27257 UB-AAC @EP1911A 19/11 78.88 50.30 36.23
13212 UBXIAMI@EP1911A 19/11 11.38 8.48 25.48
20149 SG-HSBK@EP1911A 20/11 189.90 159.80 15.85
18441 MBTENCT@EP1911J 20/11 345.88 319.80 7.54
23554 UBTENCT@EP1911F 15/11 345.68 319.80 7.49
20284 GS-HSBC@EP1911D 18/11 62.57 57.90 7.46
21241 SG-HSBC@EP1911B 18/11 62.57 57.90 7.46
19647 UB-CMOB@EP1911B 20/11 65.05 61.20 5.92
19730 BI-CMOB@EP1911B 18/11 64.60 61.20 5.26
19826 SG-CMOB@EP1911B 18/11 64.59 61.20 5.25
20286 GS-CMOB@EP1911B 18/11 64.59 61.20 5.25
18316 JP-AAC @EP1911A 18/11 51.95 50.30 3.18
19189 SGTENCT@EP1911B 20/11 315.00 319.80 -1.52
19151 JPTENCT@EP1911C 20/11 314.84 319.80 -1.58
19156 HSTENCT@EP1911D 20/11 314.80 319.80 -1.59
19175 VTTENCT@EP1911D 20/11 314.80 319.80 -1.59
19227 CSTENCT@EP1911C 20/11 314.80 319.80 -1.59
19236 GSTENCT@EP1911C 20/11 314.80 319.80 -1.59
23438 UBTENCT@EP1911E 20/11 314.80 319.80 -1.59
18294 HS-HKEX@EP1911A 20/11 234.88 242.00 -3.03
20230 CS-HKEX@EP1911C 20/11 234.80 242.00 -3.07
20257 BI-HKEX@EP1911C 20/11 234.80 242.00 -3.07
20282 GS-HKEX@EP1911D 20/11 234.80 242.00 -3.07
19272 GS-HKEX@EP1911C 20/11 220.68 242.00 -9.66
19456 UB-HKEX@EP1911B 20/11 220.68 242.00 -9.66
19576 CS-HKEX@EP1911B 20/11 220.68 242.00 -9.66
19616 SG-HKEX@EP1911B 20/11 220.68 242.00 -9.66
19913 BI-AIA @EP1911C 20/11 67.72 76.40 -12.82
19886 SG-AIA @EP1911B 20/11 67.62 76.40 -12.98
20018 GS-AIA @EP1911A 20/11 67.62 76.40 -12.98
19860 JPXIAMI@EP1911C 18/11 7.50 8.48 -13.07
20700 SGCLIFE@EP1911B 20/11 17.86 20.55 -15.06
20278 SGSANDS@EP1911C 21/11 32.27 38.20 -18.38
19764 SG-GEG @EP1911C 19/11 41.36 52.80 -27.66
22022 BIGEELY@EP1911B 20/11 10.86 14.62 -34.62
20872 UBGEELY@EP1911A 19/11 10.38 14.62 -40.85
20046 HT-SUNY@EP1911A 20/11 60.00 124.40 -107.33
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Remarks: (+) = In-the-Money
(-) = Out-the_Money