Derivative Call Warrants to be expired
--------------------------------------

Code Name Last Trading Strike Price Underlying In/Out-
Date ($) ($) the-Money(%)
----------------------------------------------------------------------------
19685 BI-SUNY@EC1911A 20/11 78.93 123.40 56.34
20531 VT-CSPC@EC1911B 20/11 13.88 20.80 49.86
19353 CS-CSPC@EC1911B 20/11 13.90 20.80 49.64
19488 SG-CSPC@EC1911B 20/11 13.90 20.80 49.64
20367 GS-CSPC@EC1911A 20/11 13.90 20.80 49.64
19088 GSMTUAN@EC1911A 18/11 64.93 95.05 46.39
12928 UBCSA50@EC1911A 15/11 13.30 15.18 14.14
24625 HSCSA50@EC1911A 15/11 13.30 15.18 14.14
25043 GSCSA50@EC1911A 15/11 13.30 15.18 14.14
14783 JP-BRIC@EC1911A 18/11 7.51 8.39 11.66
18909 GSGEELY@EC1911D 20/11 13.20 14.62 10.76
19129 UBGEELY@EC1911C 20/11 13.20 14.62 10.76
19174 VTGEELY@EC1911D 20/11 13.20 14.62 10.76
19228 CSGEELY@EC1911C 20/11 13.20 14.62 10.76
17800 SG-CSPC@EC1911A 18/11 18.90 20.80 10.05
12347 UBCLIFE@EC1911A 18/11 18.90 20.75 9.79
13482 JPCLIFE@EC1911A 18/11 18.90 20.75 9.79
13578 CSCLIFE@EC1911A 18/11 18.90 20.75 9.79
13888 BICLIFE@EC1911A 18/11 18.90 20.75 9.79
14251 VTCLIFE@EC1911A 18/11 18.90 20.75 9.79
14454 HSCLIFE@EC1911A 18/11 18.90 20.75 9.79
14833 GSCLIFE@EC1911A 18/11 18.90 20.75 9.79
19106 SGBYDEI@EC1911A 19/11 12.88 14.10 9.47
19060 UB-WHG @EC1911C 14/11 7.89 8.47 7.35
17073 CSPINAN@EC1911C 20/11 85.90 91.45 6.46
19423 CS-AAC @EC1911A 18/11 46.93 48.50 3.35
19684 BI-AAC @EC1911A 18/11 46.93 48.50 3.35
17111 GS-HKEX@EC1911B 20/11 235.20 242.20 2.98
15629 GS-CNBM@EC1911A 20/11 6.89 7.03 2.03
15739 CS-CNBM@EC1911A 20/11 6.89 7.03 2.03
22165 GS-ICBC@EC1911B 18/11 5.59 5.62 0.54
19688 SG-ZTE @EC1911A 19/11 22.07 22.10 0.14
20527 CSHDLIH@EC1911A 18/11 35.40 35.25 -0.42
22043 UBPINAN@EC1911B 20/11 91.93 91.45 -0.52
22167 GSPINAN@EC1911E 20/11 91.93 91.45 -0.52
19086 CS-CMB @EC1911A 19/11 38.98 38.65 -0.85
19386 UB-AAC @EC1911B 19/11 49.54 48.50 -2.10
19410 GS-AAC @EC1911A 18/11 49.54 48.50 -2.10
19912 BIGEELY@EC1911A 20/11 15.20 14.62 -3.82
23809 CS-AIA @EC1911G 20/11 80.93 77.75 -3.93
18838 BI-CCB @EC1911A 15/11 6.48 6.21 -4.17
15702 GS-HKEX@EC1911A 20/11 255.20 242.20 -5.09
17192 CS-HKEX@EC1911A 20/11 255.20 242.20 -5.09
23154 BI-HKEX@EC1911A 20/11 255.20 242.20 -5.09
25873 UB-HKEX@EC1911A 20/11 255.20 242.20 -5.09
18432 MBTENCT@EC1911I 20/11 345.88 327.40 -5.34
19176 VTTENCT@EC1911E 13/11 346.00 327.40 -5.38
19310 JPTENCT@EC1911E 13/11 346.06 327.40 -5.39
19321 BITENCT@EC1911C 19/11 346.08 327.40 -5.40
19367 SGTENCT@EC1911C 13/11 346.08 327.40 -5.40
19414 GSTENCT@EC1911D 13/11 346.08 327.40 -5.40
19332 JP-CCB @EC1911B 18/11 6.58 6.21 -5.62
20656 GSKSOFT@EC1911A 20/11 19.61 18.48 -5.76
18791 JP-AIA @EC1911B 13/11 82.82 77.75 -6.12
19817 CSLENOV@EC1911A 20/11 6.01 5.64 -6.16
19910 BIPINAN@EC1911A 20/11 97.55 91.45 -6.25
20193 GSPINAN@EC1911B 20/11 97.55 91.45 -6.25
23851 SGPINAN@EC1911B 20/11 97.55 91.45 -6.25
19752 CSTENCT@EC1911D 20/11 349.88 327.40 -6.43
19532 JP-CMBC@EC1911A 20/11 5.88 5.50 -6.46
19878 GSTENCT@EC1911E 20/11 350.20 327.40 -6.51
20198 UBTENCT@EC1911B 20/11 350.20 327.40 -6.51
18853 JP-GEG @EC1911A 14/11 56.56 52.85 -6.56
20161 GSCITBK@EC1911A 18/11 4.89 4.56 -6.75
18798 CSZIJIN@EC1911B 13/11 3.15 2.93 -6.98
18451 JPGEELY@EC1911C 20/11 15.81 14.62 -7.53
18584 GSGEELY@EC1911B 20/11 15.82 14.62 -7.59
18676 CSGEELY@EC1911B 20/11 15.82 14.62 -7.59
20787 SGGEELY@EC1911B 20/11 15.82 14.62 -7.59
20138 VT-ICBC@EC1911B 20/11 6.09 5.62 -7.72
20246 GS-ICBC@EC1911A 20/11 6.09 5.62 -7.72
21055 CS-ICBC@EC1911A 20/11 6.09 5.62 -7.72
14828 CSFTA50@EC1911A 18/11 16.52 15.14 -8.35
16758 BIFTA50@EC1911A 18/11 16.52 15.14 -8.35
18799 CS-CCB @EC1911A 13/11 6.78 6.21 -8.41
19254 SGSANDS@EC1911B 18/11 42.29 38.70 -8.49
19387 UBSANDS@EC1911A 19/11 42.29 38.70 -8.49
19436 BISANDS@EC1911A 18/11 42.29 38.70 -8.49
20611 GSSANDS@EC1911B 18/11 42.29 38.70 -8.49
18880 CS-AIA @EC1911B 14/11 84.98 77.75 -8.51
23812 JPPINAN@EC1911A 18/11 100.10 91.45 -8.64
22174 CS-HSBC@EC1911C 20/11 63.93 58.25 -8.88
16755 BICSA50@EC1911A 18/11 16.70 15.18 -9.10
17089 GSCSA50@EC1911B 18/11 16.70 15.18 -9.10
17499 VTCSA50@EC1911A 18/11 16.70 15.18 -9.10
20788 SGCSA50@EC1911C 18/11 16.70 15.18 -9.10
20781 GS-MNIU@EC1911A 20/11 32.93 29.90 -9.20
18618 BI-AIA @EC1911A 19/11 86.00 77.75 -9.59
19548 GS-BOCL@EC1911B 18/11 3.52 3.17 -9.94
19683 BI-BOCL@EC1911B 18/11 3.52 3.17 -9.94
19892 VT-AIA @EC1911B 18/11 86.90 77.75 -10.53
20976 CS-AIA @EC1911E 18/11 86.91 77.75 -10.54
21066 GS-AIA @EC1911F 18/11 86.91 77.75 -10.54
21760 UB-AIA @EC1911C 18/11 86.91 77.75 -10.54
11961 BI-CNBM@EC1911A 18/11 7.89 7.03 -10.90
22974 UB-CNBM@EC1911A 18/11 7.89 7.03 -10.90
21112 CSTRAHK@EC1911A 18/11 30.08 26.70 -11.24
20487 CS-CLIT@EC1911A 20/11 35.40 31.20 -11.86
20503 GS-CLIT@EC1911A 20/11 35.40 31.20 -11.86
19079 CS-ZAOL@EC1911A 19/11 27.08 23.65 -12.67
19722 UB-HSBC@EC1911A 18/11 66.71 58.25 -12.68
19813 CS-HSBC@EC1911B 18/11 66.71 58.25 -12.68
20195 GS-HSBC@EC1911C 18/11 66.71 58.25 -12.68
19077 CSCMOLY@EC1911B 19/11 2.90 2.52 -13.10
21295 SGCLIFE@EC1911C 20/11 23.93 20.75 -13.29
20100 SG-SGC @EC1911A 20/11 31.93 27.40 -14.19
19288 CS-CKH @EC1911A 18/11 84.89 72.65 -14.42
19960 GS-CKH @EC1911A 18/11 84.89 72.65 -14.42
20534 VTTENCT@EC1911F 20/11 384.20 327.40 -14.78
20583 CSTENCT@EC1911E 20/11 384.20 327.40 -14.78
20654 GSTENCT@EC1911G 20/11 384.20 327.40 -14.78
21689 SGTENCT@EC1911D 20/11 384.20 327.40 -14.78
19167 GS-CTWR@EC1911B 18/11 1.89 1.61 -14.81
19170 CS-HUAP@EC1911B 20/11 4.35 3.70 -14.94
19433 JPTENCT@EC1911F 18/11 388.88 327.40 -15.81
20041 GSTENCT@EC1911F 18/11 389.08 327.40 -15.85
20957 UBTENCT@EC1911C 18/11 389.08 327.40 -15.85
11876 CSCLIFE@EC1911B 18/11 24.69 20.75 -15.96
19030 SGCMOLY@EC1911A 18/11 3.00 2.52 -16.00
21370 CSPINAN@EC1911D 18/11 108.98 91.45 -16.09
22012 GSPINAN@EC1911D 18/11 108.98 91.45 -16.09
22129 BI-CTWR@EC1911D 18/11 1.93 1.61 -16.58
20380 SG-CTIH@EC1911A 15/11 22.33 18.60 -16.70
19036 GS-HSBC@EC1911B 18/11 70.05 58.25 -16.85
20048 SG-HSBC@EC1911A 18/11 70.05 58.25 -16.85
20334 UBPINAN@EC1911A 20/11 110.15 91.45 -16.98
20502 GSPINAN@EC1911C 20/11 110.15 91.45 -16.98
20453 SGPINAN@EC1911A 20/11 110.20 91.45 -17.01
18765 BI-GEG @EC1911A 19/11 63.88 52.85 -17.27
26910 HTKINGD@EC1911A 19/11 9.88 8.16 -17.41
28390 SGKINGD@EC1911A 19/11 9.88 8.16 -17.41
22780 CS-MTRC@EC1911A 18/11 52.57 43.20 -17.82
18886 SG-CMOB@EC1911A 18/11 75.62 61.65 -18.47
18910 GS-CMOB@EC1911A 18/11 75.62 61.65 -18.47
18916 BI-CMOB@EC1911A 18/11 75.62 61.65 -18.47
19527 UB-CMOB@EC1911A 18/11 75.62 61.65 -18.47
19751 CS-CMOB@EC1911B 18/11 75.62 61.65 -18.47
12945 HTAGILE@EC1911A 14/11 13.33 10.86 -18.53
19778 BIXIAMI@EC1911B 18/11 10.52 8.55 -18.73
20975 CSXIAMI@EC1911B 18/11 10.52 8.55 -18.73
20506 BIZIJIN@EC1911A 20/11 3.61 2.93 -18.84
18431 MBTENCT@EC1911H 20/11 405.88 327.40 -19.34
21634 VTTENCT@EC1911G 13/11 405.90 327.40 -19.34
21698 GSTENCT@EC1911I 13/11 406.08 327.40 -19.38
19523 SGKSOFT@EC1911A 20/11 22.93 18.48 -19.41
19262 JP-CTWR@EC1911D 18/11 2.00 1.61 -19.50
20920 GS-CMOB@EC1911C 18/11 76.93 61.65 -19.86
22250 GS-CTWR@EC1911E 18/11 2.01 1.61 -19.90
19982 BIHLAND@EC1911A 18/11 46.60 37.25 -20.06
21488 BITENCT@EC1911E 20/11 412.20 327.40 -20.57
21894 GSTENCT@EC1911K 20/11 412.20 327.40 -20.57
16880 SGGEELY@EC1911A 18/11 18.60 14.62 -21.40
17088 GSGEELY@EC1911A 18/11 18.60 14.62 -21.40
17484 JPGEELY@EC1911B 18/11 18.60 14.62 -21.40
21676 CS-AIA @EC1911F 20/11 98.93 77.75 -21.41
18869 JPXIAMI@EC1911A 14/11 10.88 8.55 -21.42
19480 HTXIAMI@EC1911A 14/11 10.88 8.55 -21.42
19810 CSXIAMI@EC1911A 20/11 10.90 8.55 -21.56
20086 CS-CMOB@EC1911C 20/11 78.93 61.65 -21.89
20688 BI-AIA @EC1911E 20/11 100.00 77.75 -22.25
20798 UB-AIA @EC1911B 20/11 100.05 77.75 -22.29
20589 CS-AIA @EC1911D 20/11 100.10 77.75 -22.33
20699 SG-AIA @EC1911C 20/11 100.10 77.75 -22.33
20706 GS-AIA @EC1911E 20/11 100.10 77.75 -22.33
20017 GS-CKA @EC1911A 15/11 67.93 52.40 -22.86
21805 BI-CKA @EC1911A 15/11 67.93 52.40 -22.86
16403 HS-BOCL@EC1911A 19/11 4.11 3.17 -22.87
20473 UBZIJIN@EC1911A 20/11 3.81 2.93 -23.10
17839 BI-BOCL@EC1911A 18/11 4.13 3.17 -23.24
17882 JP-BOCL@EC1911A 18/11 4.13 3.17 -23.24
29456 UB-BOCL@EC1911A 18/11 4.13 3.17 -23.24
29522 SG-BOCL@EC1911A 18/11 4.13 3.17 -23.24
29575 GS-BOCL@EC1911A 18/11 4.13 3.17 -23.24
17262 HTPINAN@EC1911A 14/11 120.00 91.45 -23.79
18583 GSSANDS@EC1911A 18/11 50.93 38.70 -24.01
20873 GS-HKEX@EC1911E 20/11 320.20 242.20 -24.36
20520 CS-BYD @EC1911A 19/11 50.55 38.10 -24.63
19323 BIPETCH@EC1911B 18/11 4.99 3.75 -24.85
18954 GSTENCT@EC1911B 18/11 438.58 327.40 -25.35
19256 UBCP&CC@EC1911A 19/11 6.07 4.49 -26.03
19727 BICP&CC@EC1911A 18/11 6.07 4.49 -26.03
18937 JPEVERG@EC1911A 15/11 25.52 18.82 -26.25
29480 VT-CMOB@EC1911A 19/11 83.88 61.65 -26.50
18736 JP-CUNI@EC1911A 14/11 9.89 7.19 -27.30
17374 VT-AAC @EC1911A 19/11 66.90 48.50 -27.50
18712 JPPETCH@EC1911A 18/11 5.20 3.75 -27.88
19009 UBPETCH@EC1911B 19/11 5.21 3.75 -28.02
19515 GS-BYD @EC1911A 18/11 52.93 38.10 -28.02
19994 BI-BYD @EC1911A 18/11 52.93 38.10 -28.02
19223 JPXIAMI@EC1911B 20/11 11.90 8.55 -28.15
18904 GSPETCH@EC1911A 18/11 5.29 3.75 -29.11
21508 BI-CTWR@EC1911C 20/11 2.29 1.61 -29.69
20778 GS-BYD @EC1911B 14/11 54.43 38.10 -30.00
21364 CS-CTWR@EC1911C 20/11 2.30 1.61 -30.00
21486 GS-CTWR@EC1911C 20/11 2.30 1.61 -30.00
18317 BIPETCH@EC1911A 19/11 5.38 3.75 -30.30
18390 VT-SJM @EC1911A 19/11 12.60 8.28 -34.29
18784 BI-CTWR@EC1911B 18/11 2.51 1.61 -35.86
27364 UB-HTIS@EC1911A 19/11 3.50 2.22 -36.57
20522 CSZCRRC@EC1911A 18/11 47.52 28.65 -39.71
24821 UB-DATP@EC1911A 19/11 2.58 1.53 -40.70
12255 UBFOPHA@EC1911A 13/11 54.88 23.15 -57.82
---------------------------------------------------------------------------
Remarks: (+) = In-the-Money
(-) = Out-the_Money


Derivative Put Warrants to be expired
-------------------------------------

Code Name Last Trading Strike Price Underlying In/Out-
Date ($) ($) the-Money(%)
----------------------------------------------------------------------------
27257 UB-AAC @EP1911A 19/11 78.88 48.50 38.51
27978 HT-AAC @EP1911A 13/11 78.88 48.50 38.51
13212 UBXIAMI@EP1911A 19/11 11.38 8.55 24.87
20149 SG-HSBK@EP1911A 20/11 189.90 162.50 14.43
20284 GS-HSBC@EP1911D 18/11 62.57 58.25 6.90
21241 SG-HSBC@EP1911B 18/11 62.57 58.25 6.90
18316 JP-AAC @EP1911A 18/11 51.95 48.50 6.64
18441 MBTENCT@EP1911J 20/11 345.88 327.40 5.34
21742 GSTENCT@EP1911J 13/11 345.68 327.40 5.29
22142 BITENCT@EP1911G 13/11 345.68 327.40 5.29
23554 UBTENCT@EP1911F 15/11 345.68 327.40 5.29
19647 UB-CMOB@EP1911B 20/11 65.05 61.65 5.23
19730 BI-CMOB@EP1911B 18/11 64.60 61.65 4.57
19826 SG-CMOB@EP1911B 18/11 64.59 61.65 4.55
20286 GS-CMOB@EP1911B 18/11 64.59 61.65 4.55
18294 HS-HKEX@EP1911A 20/11 234.88 242.20 -3.12
20230 CS-HKEX@EP1911C 20/11 234.80 242.20 -3.15
20257 BI-HKEX@EP1911C 20/11 234.80 242.20 -3.15
20282 GS-HKEX@EP1911D 20/11 234.80 242.20 -3.15
19189 SGTENCT@EP1911B 20/11 315.00 327.40 -3.94
19151 JPTENCT@EP1911C 20/11 314.84 327.40 -3.99
19156 HSTENCT@EP1911D 20/11 314.80 327.40 -4.00
19175 VTTENCT@EP1911D 20/11 314.80 327.40 -4.00
19227 CSTENCT@EP1911C 20/11 314.80 327.40 -4.00
19236 GSTENCT@EP1911C 20/11 314.80 327.40 -4.00
23438 UBTENCT@EP1911E 20/11 314.80 327.40 -4.00
19272 GS-HKEX@EP1911C 20/11 220.68 242.20 -9.75
19456 UB-HKEX@EP1911B 20/11 220.68 242.20 -9.75
19576 CS-HKEX@EP1911B 20/11 220.68 242.20 -9.75
19616 SG-HKEX@EP1911B 20/11 220.68 242.20 -9.75
19860 JPXIAMI@EP1911C 18/11 7.50 8.55 -14.00
19913 BI-AIA @EP1911C 20/11 67.72 77.75 -14.81
19886 SG-AIA @EP1911B 20/11 67.62 77.75 -14.98
20018 GS-AIA @EP1911A 20/11 67.62 77.75 -14.98
20700 SGCLIFE@EP1911B 20/11 17.86 20.75 -16.18
19764 SG-GEG @EP1911C 19/11 41.36 52.85 -27.78
22022 BIGEELY@EP1911B 20/11 10.86 14.62 -34.62
20872 UBGEELY@EP1911A 19/11 10.38 14.62 -40.85
20046 HT-SUNY@EP1911A 20/11 60.00 123.40 -105.67
---------------------------------------------------------------------------
Remarks: (+) = In-the-Money
(-) = Out-the_Money